VICOR CORP — Director's Dealing 2014

Oct 20, 2014

SEC Form 4/A — Form 4/A

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2013-06-21

Reporting Person: KELLEHER BARRY (Director, President, Brick Business Unit)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2013-06-21	Non Qualified Stock Option	$5.67	A	0	Acquired		Common Stock (0)	Direct

Footnotes

F1: On a Form 4 filed on June 25, 2013, the reporting person reported acquiring options to purchase 8,819 shares pursuant to the Company's Amended and Restated 2000 Stock Option and Incentive Plan. However, the Company subsequently determined that, in an aggregate amount including the options to purchase 8,819 shares that are the subject of this amendment, options to purchase 69,514 shares were not validly granted during 2013 pursuant to the Company's Amended and Restated 2000 Stock Option and Incentive Plan because the grants exceeded the limit on the number of options that may be granted to any individual participant within any calendar year. Accordingly, the attempted grant of these excess options was ineffective, and they were never granted to the reporting person. The reporting person is filing this amendment to report the correct amount of options acquired on June 21, 2013.