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VICOR CORP Director's Dealing 2014

Nov 5, 2014

31590_dirs_2014-11-05_816c04b9-71e7-4724-b2b0-b6693bf5cb01.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2014-11-03

Reporting Person: KELLEHER BARRY (Director, President, Brick Business Unit)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-03 Common Stock M 1197 $6.29 Acquired 3454 Direct
2014-11-03 Common Stock M 5000 $5.35 Acquired 8454 Direct
2014-11-03 Common Stock S 1197 $13.633 Disposed 7257 Direct
2014-11-03 Common Stock S 5000 $13.633 Disposed 2257 Direct
2014-11-04 Common Stock M 18803 $6.29 Acquired 21060 Direct
2014-11-04 Common Stock M 652 $6.29 Acquired 21712 Direct
2014-11-04 Common Stock M 855 $6.29 Acquired 22567 Direct
2014-11-04 Common Stock S 18803 $13.4238 Disposed 3764 Direct
2014-11-04 Common Stock S 652 $13.4238 Disposed 3112 Direct
2014-11-04 Common Stock S 855 $13.4238 Disposed 2257 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-03 Non Qualified Stock Option $6.29 M 1197 Disposed 2023-06-17 Common Stock (1197) Direct
2014-11-03 Non Qualified Stock Option $5.35 M 5000 Disposed 2023-05-14 Common Stock (5000) Direct
2014-11-04 Non Qualified Stock Option $6.29 M 18803 Disposed 2023-06-17 Common Stock (18803) Direct
2014-11-04 Non Qualified Stock Option $6.29 M 652 Disposed 2023-06-17 Common Stock (652) Direct
2014-11-04 Non Qualified Stock Option $6.29 M 855 Disposed 2023-06-17 Common Stock (855) Direct

Footnotes

F1: Granted 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.

F2: Granted 6/17/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.