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VICOR CORP Director's Dealing 2014

Nov 3, 2014

31590_dirs_2014-11-03_befa17e3-35f7-4c53-b615-3203f7887cb1.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2014-10-30

Reporting Person: ZENGILOWSKI RICHARD E (VP Human Resources)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-10-30 Common Stock M 10000 $6.29 Acquired 10560 Direct
2014-10-30 Common Stock M 3000 $5.35 Acquired 13560 Direct
2014-10-30 Common Stock M 2000 $6.29 Acquired 15560 Direct
2014-10-30 Common Stock S 10000 $13.062 Disposed 5560 Direct
2014-10-30 Common Stock S 3000 $13.062 Disposed 2560 Direct
2014-10-30 Common Stock S 2000 $13.062 Disposed 560 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-10-30 Non Qualified Stock Option $6.29 M 10000 Disposed 2023-06-17 Common Stock (10000) Direct
2014-10-30 Non Qualified Stock Option $5.35 M 3000 Disposed 2023-05-14 Common Stock (3000) Direct
2014-10-30 Non Qualified Stock Option $6.29 M 2000 Disposed 2023-06-17 Common Stock (2000) Direct

Footnotes

F1: Granted under the Company's Amended and Restated 2000 Stock Option and Incentive Plan and vest over a five year period.