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VICOR CORP Director's Dealing 2014

Nov 12, 2014

31590_dirs_2014-11-12_2579d48e-9fe7-4431-a025-7e2edf0d1e26.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VICOR CORP (vicr)
CIK: 0000751978
Period of Report: 2014-11-07

Reporting Person: RICHARDSON DOUGLAS (VP Chief Information Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2014-11-07 Common Stock M 9065 $6.29 Acquired 9153 Direct
2014-11-07 Common Stock M 3000 $5.35 Acquired 12153 Direct
2014-11-07 Common Stock S 9065 $12.9557 Disposed 3088 Direct
2014-11-07 Common Stock S 3000 $12.9557 Disposed 88 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2014-11-07 Non Qualified Stock Option $6.29 M 9065 Disposed 2023-06-17 Common Stock (9065) Direct
2014-11-07 Non Qualified Stock Option $5.35 M 3000 Disposed 2023-05-14 Common Stock (3000) Direct

Footnotes

F1: Granted 5/14/2013 under the Company's Amended and Restated 2000 Stock Option and Incentive Plan, vesting over a five year period.