Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

VIAVI SOLUTIONS INC. Director's Dealing 2021

Sep 1, 2021

31492_dirs_2021-08-31_e18cadac-f93f-4917-b529-494045ca23b3.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VIAVI SOLUTIONS INC. (VIAV)
CIK: 0000912093
Period of Report: 2021-08-28

Reporting Person: RONDINONE RALPH (SVP Global Operations NSE)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-08-28 Common Stock M 2513 Acquired 35235 Direct
2021-08-28 Common Stock F 1115 $16.67 Disposed 34120 Direct
2021-08-28 Common Stock M 2513 Acquired 36633 Direct
2021-08-28 Common Stock F 1115 $16.67 Disposed 35518 Direct
2021-08-28 Common Stock M 8785 Acquired 44303 Direct
2021-08-28 Common Stock F 3897 $16.67 Disposed 40406 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-08-28 Restricted Stock Units $0 M 2513 Disposed Common Stock (2513) Direct
2021-08-28 Restricted Stock Units $0 M 2513 Disposed Common Stock (2513) Direct
2021-08-28 Restricted Stock Units $0 M 8785 Disposed Common Stock (8785) Direct
2021-08-28 Restricted Stock Units $0 A 20759 Acquired Common Stock (20759) Direct
2021-08-28 Market Stock Units $0 A 20759 Acquired Common Stock (20759) Direct

Footnotes

F1: Each unit converts upon vesting into one share of common stock.

F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.

F3: Units subject to the Award shall vest annually in three equal installments over three years.

F4: There are no expiration dates on RSUs

F5: See Exhibit 99 - FY2022 MSU Exhibit for vesting schedule and terms

F6: There are no expiration dates on MSUs.