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VIAVI SOLUTIONS INC. — Director's Dealing 2014
Aug 19, 2014
31492_dirs_2014-08-19_4e348684-4642-4e00-9029-5095615506ea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: JDS UNIPHASE CORP /CA/ (JDSU)
CIK: 0000912093
Period of Report: 2014-08-15
Reporting Person: LOWE ALAN S (EVP & President, CCOP)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-08-15 | Common Stock | M | 4832 | — | Acquired | 171195 | Direct |
| 2014-08-15 | Common Stock | F | 1816 | $10.86 | Disposed | 169379 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-08-15 | Restricted Stock Unit | $0 | M | 4832 | Disposed | Common Stock (4832) | Direct |
Footnotes
F1: Each unit converts upon vesting into one share of common stock.
F2: These shares were retained by the Company in order to meet the tax withholding obligations of the award-holder in connection with the vesting of an installment of the restricted stock award. The amount retained by the Company was not in excess of the amount of the tax liability.
F3: The balance reflects 381 shares acquired under the JDS Uniphase Corporation 1998 Amended and restated Employee Stock Purchase Plan on July 31, 2014 at a purchase price of $11.28.