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Via Renewables, Inc. — Director's Dealing 2019
Mar 19, 2019
35617_dirs_2019-03-19_0cebdef5-8c6b-420b-8223-f77bef790b13.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2019-03-15
Reporting Person: Jones James G II (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-03-15 | Restricted Stock Unit | $ | A | 114 | Acquired | Class A Common Stock (114.0) | Direct |
Footnotes
F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.
F2: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.
F3: These RSUs will vest in full on May 18, 2019.
F4: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.