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Via Renewables, Inc. Director's Dealing 2019

Mar 19, 2019

35617_dirs_2019-03-19_0cebdef5-8c6b-420b-8223-f77bef790b13.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Spark Energy, Inc. (SPKE)
CIK: 0001606268
Period of Report: 2019-03-15

Reporting Person: Jones James G II (Director)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2019-03-15 Restricted Stock Unit $ A 114 Acquired Class A Common Stock (114.0) Direct

Footnotes

F1: Each restricted stock unit ("RSU") represents a right to receive, upon vesting, one share of Class A Common Stock, par value $0.01 per share (the "Class A Common Stock"), of Spark Energy, Inc., cash, or a combination of both. Each RSU includes tandem dividend equivalents which will vest upon the same schedule as the underlying RSU.

F2: These RSUs accrued on outstanding RSUs held by the reporting person as a result of a dividend equivalent payment made to the holder when the Company paid its most recent quarterly dividend on the Class A Common Stock.

F3: These RSUs will vest in full on May 18, 2019.

F4: Balance includes original grants of RSUs and dividend equivalents issued in additional RSUs.