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VERU INC. — Director's Dealing 2019
Jan 28, 2019
34598_dirs_2019-01-28_17bfc446-336e-41fc-a359-13b7eaa3aae0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VERU INC. (VERU)
CIK: 0000863894
Period of Report: 2019-01-24
Reporting Person: STEINER MITCHELL SHUSTER (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-01-24 | Common Stock | S | 4400 | $1.3316 | Disposed | 7734767 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 210000 | Indirect |
Footnotes
F1: The sales reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reported person on December 18, 2018.
F2: The price reported above is the weighted average transaction price. The range of prices for such transactions is $1.30 to $1.36. Upon request by the Commission staff, the reporting person will provide full information regarding the number of shares sold at each separate price.
F3: Shares are held by four individual trusts with each trust for the benefit of an adult child of the reporting person. The reporting person's brother is the trustee of each of the trusts. The reporting person disclaims beneficial ownership of these shares, except to the extent of any pecuniary interest therein and this report shall not be deemed an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or any other purpose.