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VERU INC. — Director's Dealing 2016
Nov 2, 2016
34598_dirs_2016-11-02_983c2de9-9431-4918-a100-80b51e193317.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FEMALE HEALTH CO (FHCO)
CIK: 0000863894
Period of Report: 2016-10-31
Reporting Person: Tayler Martin Clifford (Executive VP Global Operation)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-31 | Common Stock, par value $.01 per share | M | 3333 | — | Acquired | 33177 | Direct |
| 2016-10-31 | Common stock, par value $.01 per share | M | 6667 | — | Acquired | 39844 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-31 | Right to Receive Common Stock | $ | M | 3333 | Acquired | 2016-10-31 | Common Stock (3333) | Direct |
| 2016-10-31 | Right to Receive Common Stock | $ | M | 6667 | Acquired | 2016-10-31 | Common Stock (6667) | Direct |
Footnotes
F1: The reporting person had the right to receive at his election either 3,333 shares of FHCO common stock or cash based on the market value of 3,333 shares of FHCO common stock as of October 31, 2016, which was $0.95 per share. The reporting person elected to receive 3,333 shares of FHCO common stock.
F2: The reporting person had the right to receive 3,333 shares of FHCO common stock.
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