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VERU INC. — Director's Dealing 2016
Nov 2, 2016
34598_dirs_2016-11-02_e8ca5504-8c0d-41c3-bc83-64ad125e68bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: FEMALE HEALTH CO (FHCO)
CIK: 0000863894
Period of Report: 2016-10-31
Reporting Person: PARRISH O B (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-10-31 | Common Stock, par value $.01 per share | M | 22000 | — | Acquired | 836849 | Direct |
| 2016-10-31 | Common Stock, par value $.01 per share | D | 22000 | $0.95 | Disposed | 814849 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2016-10-31 | Right to Receive Common Stock | $ | M | 22000 | Acquired | 2016-10-31 | Common Stock (22000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, par value $.01 per share | 233501 | Indirect |
Footnotes
F1: The reporting person had the right to receive at his election either 22,000 shares of FHCO common stock or cash based on the market value of 22,000 shares of FHCO common stock as of October 31, 2016, which was $0.95 per share. The reporting person elected to receive cash based on the market value of 22,000 shares of FHCO common stock as of October 31, 2016.
F2: The reporting person is deemed to indirectly own 233,501 shares held by Phoenix Health Care of Illinois, Inc. ("Phoenix"), of which the reporting person is an officer, director and shareholder. The reporting person disclaims beneficial ownership in the shares held by Phoenix except to the extent of his pecuniary interest therein.