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Verisk Analytics, Inc. — Director's Dealing 2020
Sep 2, 2020
30087_dirs_2020-09-02_240ab76e-edd1-4c2b-ac39-4026fbd0f6d0.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Verisk Analytics, Inc. (VRSK)
CIK: 0001442145
Period of Report: 2020-08-31
Reporting Person: Stephenson Scott G (Director, CEO and President)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-08-31 | Common Stock | M | 43769 | $33.30 | Acquired | 43769 | Indirect |
| 2020-08-31 | Common Stock | M | 54744 | $46.97 | Acquired | 98513 | Indirect |
| 2020-08-31 | Common Stock | S | 21696 | $185.43 | Disposed | 76817 | Indirect |
| 2020-08-31 | Common Stock | S | 65705 | $186.37 | Disposed | 11112 | Indirect |
| 2020-08-31 | Common Stock | S | 11112 | $186.96 | Disposed | 0 | Indirect |
| 2020-09-01 | Common Stock | A | 60000 | $33.30 | Acquired | 60000 | Indirect |
| 2020-09-01 | Common Stock | S | 3701 | $185.89 | Disposed | 56299 | Indirect |
| 2020-09-01 | Common Stock | S | 40640 | $187.02 | Disposed | 15659 | Indirect |
| 2020-09-01 | Common Stock | S | 15659 | $187.55 | Disposed | 0 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-08-31 | Stock Option | $33.30 | M | 43769 | Disposed | 2021-04-01 | Common Stock (43769) | Indirect |
| 2020-08-31 | Stock Option | $46.97 | M | 54744 | Disposed | 2022-04-01 | Common Stock (54744) | Indirect |
| 2020-09-01 | Stock Option | $33.30 | M | 60000 | Disposed | 2021-04-01 | Common Stock (60000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 148000 | Indirect |
| Common Stock | 680049 | Indirect |
Footnotes
F1: These shares were acquired as a result of the exercise of options held by the Scott G. Stephenson 2005 Trust of which Mr. Stephenson is the sole trustee.
F2: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $184.87 to $185.82, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2).
F3: These shares were sold by the Scott G. Stephenson 2005 Trust of which Mr. Stephenson is the sole trustee.
F4: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $185.87 to $186.86, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4).
F5: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $186.87 to $187.21, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5).
F6: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $185.36 to $186.24, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (6).
F7: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $186.43 to $187.35, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (7).
F8: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $187.36 to $187.95, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (8).
F9: Represents shares held by a limited liability company in which (i) Mr. Stephenson and his wife hold all of the voting interests of the limited liability company and (ii) a family trust, of which Mr. Stephenson's wife is trustee, holds all of the non-voting interests of the limited liability company.
F10: Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. 34,442 of such shares are restricted shares which vest ratably over a four year period on the anniversary of each respective grant date.
F11: Stock Options outstanding under the Issuer's 2009 Equity Incentive Plan.
F12: Immediately.
F13: Options held and exercised by the Scott G. Stephenson 2005 Trust of which Mr. Stephenson is the sole trustee.