Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

Verisk Analytics, Inc. Director's Dealing 2020

Sep 2, 2020

30087_dirs_2020-09-02_240ab76e-edd1-4c2b-ac39-4026fbd0f6d0.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Verisk Analytics, Inc. (VRSK)
CIK: 0001442145
Period of Report: 2020-08-31

Reporting Person: Stephenson Scott G (Director, CEO and President)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-08-31 Common Stock M 43769 $33.30 Acquired 43769 Indirect
2020-08-31 Common Stock M 54744 $46.97 Acquired 98513 Indirect
2020-08-31 Common Stock S 21696 $185.43 Disposed 76817 Indirect
2020-08-31 Common Stock S 65705 $186.37 Disposed 11112 Indirect
2020-08-31 Common Stock S 11112 $186.96 Disposed 0 Indirect
2020-09-01 Common Stock A 60000 $33.30 Acquired 60000 Indirect
2020-09-01 Common Stock S 3701 $185.89 Disposed 56299 Indirect
2020-09-01 Common Stock S 40640 $187.02 Disposed 15659 Indirect
2020-09-01 Common Stock S 15659 $187.55 Disposed 0 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-08-31 Stock Option $33.30 M 43769 Disposed 2021-04-01 Common Stock (43769) Indirect
2020-08-31 Stock Option $46.97 M 54744 Disposed 2022-04-01 Common Stock (54744) Indirect
2020-09-01 Stock Option $33.30 M 60000 Disposed 2021-04-01 Common Stock (60000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 148000 Indirect
Common Stock 680049 Indirect

Footnotes

F1: These shares were acquired as a result of the exercise of options held by the Scott G. Stephenson 2005 Trust of which Mr. Stephenson is the sole trustee.

F2: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $184.87 to $185.82, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (2).

F3: These shares were sold by the Scott G. Stephenson 2005 Trust of which Mr. Stephenson is the sole trustee.

F4: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $185.87 to $186.86, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (4).

F5: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $186.87 to $187.21, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (5).

F6: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $185.36 to $186.24, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (6).

F7: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $186.43 to $187.35, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (7).

F8: These shares were sold pursuant to a 10b5-1 plan. This sale price is a weighted average sale price that represents the sale of these shares of Common Stock at prices ranging from $187.36 to $187.95, inclusive. The reporting person undertakes to provide upon request by the SEC staff, the Issuer or any security holder of the Issuer, full information regarding the number of shares of Common Stock sold at each separate price within the ranges set forth in this footnote (8).

F9: Represents shares held by a limited liability company in which (i) Mr. Stephenson and his wife hold all of the voting interests of the limited liability company and (ii) a family trust, of which Mr. Stephenson's wife is trustee, holds all of the non-voting interests of the limited liability company.

F10: Represents shares held by the Scott G. Stephenson 2005 Trust of which Scott G. Stephenson is the sole trustee. 34,442 of such shares are restricted shares which vest ratably over a four year period on the anniversary of each respective grant date.

F11: Stock Options outstanding under the Issuer's 2009 Equity Incentive Plan.

F12: Immediately.

F13: Options held and exercised by the Scott G. Stephenson 2005 Trust of which Mr. Stephenson is the sole trustee.