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Venus Concept Inc. Director's Dealing 2020

Mar 19, 2020

35449_dirs_2020-03-19_dbcdcb9f-eaa4-4dbd-ad25-34f4dfd481c3.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Venus Concept Inc. (VERO)
CIK: 0001409269
Period of Report: 2020-03-18

Reporting Person: SEDCO Capital Cayman Ltd (10% Owner)
Reporting Person: Saudi Economic & Development Securities Co (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2020-03-18 Common Stock A 660000 Acquired 1193333 Indirect
2020-03-18 Common Stock A 1600000 Acquired 1600000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2020-03-18 Warrant $3.50 A 660000 Acquired 2025-09-15 Common Stock (495000) Indirect
2020-03-18 Warrant $3.50 A 1600000 Acquired 2025-09-15 Common Stock (1200000) Indirect

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 1866666 Indirect
Common Stock 1866666 Indirect

Footnotes

F1: These securities were purchased from the Issuer at a price of $2.50 per unit, consisting of one share of common stock and a warrant exercisable for 0.75 shares of common stock.

F2: SEDCO Capital Cayman Limited is the record owner of the reported securities. Saudi Economic and Development Securities Company is the parent of SEDCO Capital Cayman Limited and may be deemed to beneficially own securities held by SEDCO Capital Cayman Limited.

F3: SEDCO Capital Global Funds - SC Private Equity Global Fund IV is the record owner of the reported securities. Saudi Economic and Development Securities Company is the investment manager of SEDCO Capital Global Funds - SC Private Equity Global Fund IV and may be deemed to beneficially own securities held by SEDCO Capital Global Funds - SC Private Equity Global Fund IV.

F4: SC Venus US Limited is the record owner of the reported securities. Saudi Economic and Development Securities Company is the investment manager of SC Venus US Limited and may be deemed to beneficially own securities held by SC Venus US Limited.

F5: SC Venus Opportunities Limited is the record owner of the reported securities. Saudi Economic and Development Securities Company is the investment manager of SC Venus Opportunities Limited and may be deemed to beneficially own securities held by SC Venus Opportunities Limited.

F6: Each of the reporting persons disclaims beneficial ownership of the reported securities, except the extent of its pecuniary interests therein.