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Venus Concept Inc. — Director's Dealing 2020
Mar 19, 2020
35449_dirs_2020-03-19_dbcdcb9f-eaa4-4dbd-ad25-34f4dfd481c3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Venus Concept Inc. (VERO)
CIK: 0001409269
Period of Report: 2020-03-18
Reporting Person: SEDCO Capital Cayman Ltd (10% Owner)
Reporting Person: Saudi Economic & Development Securities Co (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-03-18 | Common Stock | A | 660000 | — | Acquired | 1193333 | Indirect |
| 2020-03-18 | Common Stock | A | 1600000 | — | Acquired | 1600000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2020-03-18 | Warrant | $3.50 | A | 660000 | Acquired | 2025-09-15 | Common Stock (495000) | Indirect |
| 2020-03-18 | Warrant | $3.50 | A | 1600000 | Acquired | 2025-09-15 | Common Stock (1200000) | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 1866666 | Indirect |
| Common Stock | 1866666 | Indirect |
Footnotes
F1: These securities were purchased from the Issuer at a price of $2.50 per unit, consisting of one share of common stock and a warrant exercisable for 0.75 shares of common stock.
F2: SEDCO Capital Cayman Limited is the record owner of the reported securities. Saudi Economic and Development Securities Company is the parent of SEDCO Capital Cayman Limited and may be deemed to beneficially own securities held by SEDCO Capital Cayman Limited.
F3: SEDCO Capital Global Funds - SC Private Equity Global Fund IV is the record owner of the reported securities. Saudi Economic and Development Securities Company is the investment manager of SEDCO Capital Global Funds - SC Private Equity Global Fund IV and may be deemed to beneficially own securities held by SEDCO Capital Global Funds - SC Private Equity Global Fund IV.
F4: SC Venus US Limited is the record owner of the reported securities. Saudi Economic and Development Securities Company is the investment manager of SC Venus US Limited and may be deemed to beneficially own securities held by SC Venus US Limited.
F5: SC Venus Opportunities Limited is the record owner of the reported securities. Saudi Economic and Development Securities Company is the investment manager of SC Venus Opportunities Limited and may be deemed to beneficially own securities held by SC Venus Opportunities Limited.
F6: Each of the reporting persons disclaims beneficial ownership of the reported securities, except the extent of its pecuniary interests therein.