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Venus Concept Inc. — Director's Dealing 2019
Nov 7, 2019
35449_dirs_2019-11-07_5545d8b6-922b-4bc2-bc14-242eb97ffdc3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Venus Concept Inc. (VERO)
CIK: 0001409269
Period of Report: 2019-11-07
Reporting Person: Di Sisto Domenic (General Counsel and Corp. Sec.)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-07 | Employee Stock Options (right to buy) | $7.05 | A | 57670 | Acquired | 2028-11-08 | Common Stock (57670) | Direct |
| 2019-11-07 | Employee Stock Options (right to buy) | $7.05 | A | 5767 | Acquired | 2028-02-26 | Common Stock (5767) | Direct |
| 2019-11-07 | Employee Stock Options (right to buy) | $7.95 | A | 4613 | Acquired | 2028-08-08 | Common Stock (4613) | Direct |
Footnotes
F1: As of the Transaction Date, 30,030 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. The remaining balance of 27,640 options vest ratably and become exercisable each month from November 25, 2019 to September 25, 2021.
F2: Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for an employee stock option to acquire 100,000 Venus Concept Ltd. ordinary shares with an original exercise price of $4.00 per share.
F3: As of the Transaction Date, 2,400 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. Of the remaining balance, 120 options vest and become exercisable monthly from November 15, 2019 to January 15, 2022, with the final tranche of 127 options vesting on February 15, 2022.
F4: Received, in connection with the Merger, in exchange for an employee stock option to acquire 10,000 Venus Concept Ltd. ordinary shares with an original exercise price of $4.00 per share.
F5: As of the Transaction Date, 1,343 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. The remaining balance of 3,270 options vest ratably and become exercisable each month from November 25, 2019 to August 25, 2022.
F6: Received, in connection with the Merger, in exchange for an employee stock option to acquire 8,000 Venus Concept Ltd. ordinary shares with an original exercise price of $4.57 per share.