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Venus Concept Inc. — Director's Dealing 2019
Nov 7, 2019
35449_dirs_2019-11-07_de2d6b04-b533-45a9-b0b3-b7e908ffd679.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Venus Concept Inc. (VERO)
CIK: 0001409269
Period of Report: 2019-11-07
Reporting Person: Serafino Domenic (Director, Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2019-11-07 | Common Stock | A | 447755 | — | Acquired | 447755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-07 | Employee Stock Options (right to buy) | $.45 | A | 311003 | Acquired | 2021-03-31 | Common Stock (311003) | Direct |
| 2019-11-07 | Employee Stock Options (right to buy) | $1.35 | A | 293154 | Acquired | 2023-09-01 | Common Stock (293154) | Direct |
| 2019-11-07 | Employee Stock Options (right to buy) | $3.60 | A | 343717 | Acquired | 2025-02-05 | Common Stock (343717) | Direct |
| 2019-11-07 | Employee Stock Options (right to buy) | $1.35 | A | 15586 | Acquired | 2021-03-31 | Common Stock (15586) | Indirect |
| 2019-11-07 | Employee Stock Options (right to buy) | $1.35 | A | 1714 | Acquired | 2023-01-01 | Common Stock (1714) | Indirect |
| 2019-11-07 | Employee Stock Options (right to buy) | $1.35 | A | 5767 | Acquired | 2024-01-26 | Common Stock (5767) | Indirect |
| 2019-11-07 | Employee Stock Options (right to buy) | $3.60 | A | 5767 | Acquired | 2024-06-01 | Common Stock (5767) | Indirect |
Footnotes
F1: Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for 776,400 ordinary shares of Venus Concept Ltd.
F2: As of the Transaction Date, these options to acquire Common Stock of the Issuer are fully vested and exercisable.
F3: Received, in connection with the Merger, in exchange for an employee stock option to acquire 539,275 Venus Concept Ltd. ordinary shares with an original exercise price of $0.25 per share.
F4: Received, in connection with the Merger, in exchange for an employee stock option to acquire 508,325 Venus Concept Ltd. ordinary shares with an original exercise price of $0.75 per share.
F5: Received, in connection with the Merger, in exchange for an employee stock option to acquire 596,000 Venus Concept Ltd. ordinary shares with an original exercise price of $2.00 per share.
F6: Received, in connection with the Merger, in exchange for an employee stock option to acquire 27,027 Venus Concept Ltd. ordinary shares with an original exercise price of $0.75 per share.
F7: Received, in connection with the Merger, in exchange for an employee stock option to acquire 2,973 Venus Concept Ltd. ordinary shares with an original exercise price of $0.75 per share.
F8: Received, in connection with the Merger, in exchange for an employee stock option to acquire 10,000 Venus Concept Ltd. ordinary shares with an original exercise price of $0.75 per share.
F9: Received, in connection with the Merger, in exchange for an employee stock option to acquire 10,000 Venus Concept Ltd. ordinary shares with an original exercise price of $2.00 per share.