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Venus Concept Inc. — Director's Dealing 2019
Nov 7, 2019
35449_dirs_2019-11-07_d0b3cc5a-0ed4-4639-92e7-fae9701a9122.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Venus Concept Inc. (VERO)
CIK: 0001409269
Period of Report: 2019-11-07
Reporting Person: LaPorte Fritz L (Director)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-11-07 | Employee Stock Options (right to buy) | $5.25 | A | 17301 | Acquired | 2025-07-27 | Common Stock (17301) | Direct |
| 2019-11-07 | Employee Stock Options (right to buy) | $5.25 | A | 11534 | Acquired | 2027-03-06 | Common Stock (11534) | Direct |
| 2019-11-07 | Employee Stock Options (right to buy) | $7.95 | A | 11534 | Acquired | 2029-03-08 | Common Stock (11534) | Direct |
Footnotes
F1: As of the Transaction Date, these options to acquire Common Stock of the Issuer are fully vested and exercisable.
F2: Received, in connection with the merger of a wholly-owned subsidiary of Restoration Robotics, Inc. with and into Venus Concept Ltd. (the "Merger"), in exchange for an employee stock option to acquire 30,000 Venus Concept Ltd. ordinary shares with an original exercise price of $3.00 per share.
F3: As of the Transaction Date, 9,610 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. Of the remaining balance, 962 options vest and become exercisable on each of December 6, 2019 and March 6, 2020.
F4: Received, in connection with the Merger, in exchange for an employee stock option to acquire 20,000 Venus Concept Ltd. ordinary shares for $3.00 per share.
F5: As of the Transaction Date, 1,440 of these options to acquire Common Stock of the Issuer are fully vested and exercisable. Of the remaining balance, 721 options vest and become exercisable quarterly from December 8, 2019 through March 8, 2023.
F6: Received, in connection with the Merger, in exchange for an employee stock option to acquire 20,000 Venus Concept Ltd. ordinary shares for $4.57 per share.