AI assistant
Venus Concept Inc. — Director's Dealing 2019
Nov 15, 2019
35449_dirs_2019-11-15_83386bf6-f8ef-4a9d-a10d-d2b44f7f6fa1.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Venus Concept Inc. (VERO)
CIK: 0001409269
Period of Report: 2019-11-07
Reporting Person: SEDCO Capital Cayman Ltd (10% Owner)
Reporting Person: SC Venus US Ltd (10% Owner)
Reporting Person: SC Venus Opportunities Ltd (10% Owner)
Reporting Person: Saudi Economic & Development Securities Co (10% Owner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 533333 | Indirect |
| Common Stock | 1866666 | Indirect |
| Common Stock | 1866666 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Warrant | $6.00 | 2024-11-07 | Common Stock (266666.5) | Indirect | |
| Warrant | $6.00 | 2024-11-07 | Common Stock (933333) | Indirect | |
| Warrant | $6.00 | 2024-11-07 | Common Stock (933333) | Indirect |
Footnotes
F1: SEDCO Capital Cayman Limited is the record owner of 533,333 shares of common stock and warrants exercisable for 266,666.5 shares of common stock. SC Venus US Limited is the record owner of 1,866,666 shares of common stock and warrants exercisable for 933,333 shares of common stock. SC Venus Opportunities Limited is the record owner of 1,866,666 shares of common stock and warrants exercisable for 933,333 shares of common stock. Saudi Economic and Development Securities Company is the investment manager of SC Venus US Limited and SC Venus Opportunities Limited and may be deemed to beneficially own securities held by SC Venus US Limited or SC Venus Opportunities Limited. Saudi Economic and Development Securities Company is the parent of SEDCO Capital Cayman Limited and may be deemed to beneficially own securities held by SEDCO Capital Cayman Limited.
F2: (Continued from Footnote 2) Each of the reporting persons disclaims beneficial ownership of the reported securities, except the extent of its pecuniary interest therein.