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Venus Concept Inc. — Director's Dealing 2019
Aug 22, 2019
35449_dirs_2019-08-22_7be98925-4759-4723-b964-dcf459274f0e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Restoration Robotics, Inc. (HAIR)
CIK: 0001409269
Period of Report: 2019-08-20
Reporting Person: Kliman Gilbert H (Director, 10% Owner)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2019-08-20 | Unsecured Subordinated Convertible Promissory Note | $0.4664 | P | Acquired | 2020-08-28 | Common Stock (4288164) | Indirect |
Footnotes
F1: The promissory note will convert upon the consummation of the transactions contemplated in that certain Agreement and Plan of Merger and Reorganization dated March 15, 2019, among the Issuer, Radiant Merger Sub Ltd., an entity organized under the laws of Israel and Venus Concept Ltd., an entity organized under the laws of Israel.
F2: The shares are directly held by InterWest Partners IX, LP ("InterWest IX"). InterWest Management Partners IX, LLC ("IMP IX"), as the general partner of InterWest IX, may be deemed to beneficially own the shares held by InterWest IX. The Reporting Person is a managing director of IMP IX, and as such may be deemed to beneficially own the shares held by InterWest IX. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.