Venus Concept Inc. — Director's Dealing 2017

Oct 17, 2017

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Restoration Robotics Inc (HAIR)
CIK: 0001409269
Period of Report: 2017-10-16

Reporting Person: ALLOY VENTURES 2002 LLC (10% Owner)
Reporting Person: Alloy Ventures 2005, LLC (10% Owner)
Reporting Person: Alloy Partners 2002, LP (10% Owner)
Reporting Person: Alloy Ventures 2002, LP (10% Owner)
Reporting Person: ALLOY VENTURES 2005 LP (10% Owner)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2017-10-16	Common Stock	C	12466	—	Acquired	12466	Indirect
2017-10-16	Common Stock	C	13650	—	Acquired	26116	Indirect
2017-10-16	Common Stock	C	16643	—	Acquired	42759	Indirect
2017-10-16	Common Stock	C	2282	$7	Acquired	45041	Indirect
2017-10-16	Common Stock	C	461717	—	Acquired	461717	Indirect
2017-10-16	Common Stock	C	505580	—	Acquired	967297	Indirect
2017-10-16	Common Stock	C	616446	—	Acquired	1583743	Indirect
2017-10-16	Common Stock	C	84526	$7	Acquired	1668269	Indirect
2017-10-16	Common Stock	C	474184	—	Acquired	474184	Indirect
2017-10-16	Common Stock	C	519230	—	Acquired	993414	Indirect
2017-10-16	Common Stock	C	633094	—	Acquired	1626508	Indirect
2017-10-16	Common Stock	C	86809	$7	Acquired	1713317	Indirect

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2017-10-16	Series A Preferred Stock	$	C	12466	Disposed		Common Stock (12466)	Indirect
2017-10-16	Series A Preferred Stock	$	C	461717	Disposed		Common Stock (461717)	Indirect
2017-10-16	Series A Preferred Stock	$	C	474184	Disposed		Common Stock (474184)	Indirect
2017-10-16	Series B Preferred Stock	$	C	13650	Disposed		Common Stock (13650)	Indirect
2017-10-16	Series B Preferred Stock	$	C	505580	Disposed		Common Stock (505580)	Indirect
2017-10-16	Series B Preferred Stock	$	C	519230	Disposed		Common Stock (519230)	Indirect
2017-10-16	Series C Preferred Stock	$	C	16643	Disposed		Common Stock (16643)	Indirect
2017-10-16	Series C Preferred Stock	$	C	616446	Disposed		Common Stock (616446)	Indirect
2017-10-16	Series C Preferred Stock	$	C	633094	Disposed		Common Stock (633094)	Indirect
2017-10-16	Convertible Promissory Note	$7	C		Disposed		Common Stock (2282)	Indirect
2017-10-16	Convertible Promissory Note	$7	C		Disposed		Common Stock (84526)	Indirect
2017-10-16	Convertible Promissory Note	$7	C		Disposed		Common Stock (86809)	Indirect

Footnotes

F1: The shares of the Issuer's Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:1 basis immediately prior to the consummation of the Issuer's Initial Public Offering (the "IPO").

F2: See additional Form 4 filed by Alloy Ventures 2002, LLC ("Ventures 2002") for additional members of this joint filing. The securities are directly held by Alloy Partners 2002, L.P. ("Alloy Partners 2002"). Ventures 2002, as the sole general partner of Alloy Partners 2002, may be deemed to beneficially own the securities held by Alloy Partners 2002. Craig Taylor, Douglas Kelly, John Shoch, Tony DiBona and Daniel Rubin are managing directors of Ventures 2002, and as such may be deemed to beneficially own the securities held by Alloy Partners 2002. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F3: See additional Form 4 filed by Ventures 2002 for additional members of this joint filing. The securities are directly held by Alloy Ventures 2002, L.P. ("Alloy Ventures 2002"). Ventures 2002, as the sole general partner of Alloy Ventures 2002, may be deemed to beneficially own the securities held by Alloy Ventures 2002. Craig Taylor, Douglas Kelly, John Shoch, Tony DiBona and Daniel Rubin are managing directors of Ventures 2002, and as such may be deemed to beneficially own the securities held by Alloy Ventures 2002. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F4: See additional Form 4 filed by Ventures 2002 for additional members of this joint filing. The securities are directly held by Alloy Ventures 2005, L.P. ("Alloy Ventures 2005"). Alloy Ventures 2005, LLC ("Ventures 2005"), as the sole general partner of Alloy Ventures 2005, may be deemed to beneficially own the securities held by Alloy Ventures 2005. Craig Taylor, Douglas Kelly, John Shoch, Tony DiBona, Daniel Rubin, Michael Hunkapiller and Ammar H. Hanafi are managing directors of Ventures 2005, and as such may be deemed to beneficially own the securities held by Alloy Ventures 2005. Each Reporting Person disclaims beneficial ownership of such securities except to the extent of any pecuniary interest therein.

F5: The expiration date is not relevant to the conversion of these securities.

F6: The amount reported in column 5 is the principal amount of Reporting Person's Convertible Promissory Note (the "Note"). The outstanding principal and accrued interest of the Note automatically converted into shares of the Issuer's Common Stock at the price per share available to the public as set forth in the final prospectus related to the Issuer's IPO upon the closing of the IPO.