AI assistant
Venus Concept Inc. — Director's Dealing 2017
Oct 11, 2017
35449_dirs_2017-10-11_89e43c98-9677-40a9-9124-bcf9bd028ec5.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Restoration Robotics Inc (HAIR)
CIK: 0001409269
Period of Report: 2017-10-11
Reporting Person: ALLOY VENTURES 2002 LLC (10% Owner)
Reporting Person: KELLY DOUGLAS E (10% Owner)
Reporting Person: Shoch John (10% Owner)
Reporting Person: Di Bona Tony (10% Owner)
Reporting Person: Rubin Daniel (10% Owner)
Reporting Person: Hunkapiller Michael (10% Owner)
Reporting Person: Hanafi Ammar (10% Owner)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series A Preferred Stock | $ | Common Stock (12466) | Indirect | ||
| Series A Preferred Stock | $ | Common Stock (461717) | Indirect | ||
| Series A Preferred Stock | $ | Common Stock (474184) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (13650) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (505580) | Indirect | ||
| Series B Preferred Stock | $ | Common Stock (519230) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (16643) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (616446) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (633094) | Indirect |
Footnotes
F1: The shares of the Issuer's Preferred Stock automatically convert into shares of the Issuer's Common Stock, for no additional consideration, on a 1:1 basis immediately prior to the consummation of the Issuer's Initial Public Offering (the "IPO").
F2: The expiration date is not relevant to the conversion of these securities.
F3: See additional Form 4 filed by Alloy Ventures 2002, LLC ("Ventures 2002") for additional members of this joint filing. The shares are directly held by Alloy Partners 2002, L.P. ("Alloy Partners 2002"). Ventures 2002, as the sole general partner of Alloy Partners 2002, may be deemed to beneficially own the shares held by Alloy Partners 2002. Craig Taylor, Douglas Kelly, John Shoch, Tony DiBona and Daniel Rubin are managing directors of Ventures 2002, and as such may be deemed to beneficially own the shares held by Alloy Partners 2002. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F4: See additional Form 4 filed by Ventures 2002 for additional members of this joint filing. The shares are directly held by Alloy Ventures 2002, L.P. ("Alloy Ventures 2002"). Ventures 2002, as the sole general partner of Alloy Ventures 2002, may be deemed to beneficially own the shares held by Alloy Ventures 2002. Craig Taylor, Douglas Kelly, John Shoch, Tony DiBona and Daniel Rubin are managing directors of Ventures 2002, and as such may be deemed to beneficially own the shares held by Alloy Ventures 2002. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.
F5: See additional Form 4 filed by Ventures 2002 for additional members of this joint filing. The shares are directly held by Alloy Ventures 2005, L.P. ("Alloy Ventures 2005"). Alloy Ventures 2005, LLC ("Ventures 2005"), as the sole general partner of Alloy Ventures 2005, may be deemed to beneficially own the shares held by Alloy Ventures 2005. Craig Taylor, Douglas Kelly, John Shoch, Tony DiBona, Daniel Rubin, Michael Hunkapiller and Ammar H. Hanafi are managing directors of Ventures 2005, and as such may be deemed to beneficially own the shares held by Alloy Ventures 2005. Each Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.