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Venus Concept Inc. Director's Dealing 2017

Oct 17, 2017

35449_dirs_2017-10-17_34556db6-47a3-4556-a5d3-82901109bfa6.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Restoration Robotics Inc (HAIR)
CIK: 0001409269
Period of Report: 2017-10-16

Reporting Person: Kliman Gilbert H (Director)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-16 Common Stock C 1538461 Acquired 1538461 Indirect
2017-10-16 Common Stock C 1647297 Acquired 3185758 Indirect
2017-10-16 Common Stock C 170028 $7 Acquired 3355786 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-16 Series B Preferred Stock $ C 1538461 Disposed Common Stock (1538461) Indirect
2017-10-16 Series C Preferred Stock $ C 1647297 Disposed Common Stock (1647297) Indirect
2017-10-16 Convertible Promissory Note $7 C Disposed Common Stock (170028) Indirect

Footnotes

F1: The shares of the Issuer's Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:1 basis immediately prior to the consummation of the Issuer's Initial Public Offering (the "IPO").

F2: The shares are directly held by InterWest Partners IX, LP ("IWP IX"). InterWest Management Partners IX, LLC ("IWM LLC"), as the general partner of IWP IX, may be deemed to beneficially own the shares held by IWP IX. The Reporting Person is a managing director of IWM LLC, and as such may be deemed to beneficially own the shares held by IWP IX. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.

F3: The expiration date is not relevant to the conversion of these securities.

F4: The amount reported in column 5 is the principal amount of Reporting Person's Convertible Promissory Note (the "Note"). The outstanding principal and accrued interest of the Note automatically converted into shares of the Issuer's Common Stock at the price per share available to the public as set forth in the final prospectus related to the Issuer's IPO upon the closing of the IPO.