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Venus Concept Inc. — Director's Dealing 2017
Oct 18, 2017
35449_dirs_2017-10-18_aa4cc292-c9d7-4fa4-9847-25f7c74cf243.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Restoration Robotics Inc (HAIR)
CIK: 0001409269
Period of Report: 2017-10-16
Reporting Person: Dyckerhoff Stefan A (10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-16 | Common Stock | C | 888690.0000 | — | Acquired | 888690.0000 | Indirect |
| 2017-10-16 | Common Stock | C | 606386.0000 | — | Acquired | 1495076.0000 | Indirect |
| 2017-10-16 | Common Stock | C | 479145.0000 | — | Acquired | 1974221.0000 | Indirect |
| 2017-10-16 | Common Stock | C | 105369.0000 | $7.0000 | Acquired | 2079590.0000 | Indirect |
| 2017-10-16 | Common Stock | C | 8882.0000 | — | Acquired | 8882.0000 | Indirect |
| 2017-10-16 | Common Stock | C | 4948.0000 | — | Acquired | 13830.0000 | Indirect |
| 2017-10-16 | Common Stock | C | 3910.0000 | — | Acquired | 17740.0000 | Indirect |
| 2017-10-16 | Common Stock | C | 946.0000 | $7.0000 | Acquired | 18686.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-16 | Convertible Promissory Note | $7.0000 | C | 105369.0000 | Disposed | Common Stock (105369.0000) | Indirect | |
| 2017-10-16 | Series A Preferred Stock | $ | C | 479145.0000 | Disposed | Common Stock (479145.0000) | Indirect | |
| 2017-10-16 | Series B Preferred Stock | $ | C | 606386.0000 | Disposed | Common Stock (606386.0000) | Indirect | |
| 2017-10-16 | Series C Preferred Stock | $ | C | 888690.0000 | Disposed | Common Stock (888690.0000) | Indirect | |
| 2017-10-16 | Convertible Promissory Note | $7.0000 | C | 946.0000 | Disposed | Common Stock (946.0000) | Indirect | |
| 2017-10-16 | Series A Preferred Stock | $ | C | 3910.0000 | Disposed | Common Stock (3910.0000) | Indirect | |
| 2017-10-16 | Series B Preferred Stock | $ | C | 4948.0000 | Disposed | Common Stock (4948.0000) | Indirect | |
| 2017-10-16 | Series C Preferred Stock | $ | C | 8882.0000 | Disposed | Common Stock (8882.0000) | Indirect |
Footnotes
F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.
F2: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F3: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.
F4: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.
F5: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.