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Venus Concept Inc. Director's Dealing 2017

Oct 18, 2017

35449_dirs_2017-10-18_a3ff755c-db49-44f4-8e78-09ba21937cb9.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Restoration Robotics Inc (HAIR)
CIK: 0001409269
Period of Report: 2017-10-16

Reporting Person: Speiser Michael L (10% Owner)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-10-16 Common Stock C 14818.0000 Acquired 14818.0000 Indirect
2017-10-16 Common Stock C 4074.0000 $7.0000 Acquired 18892.0000 Indirect
2017-10-16 Common Stock C 888690.0000 Acquired 888690.0000 Indirect
2017-10-16 Common Stock C 606386.0000 Acquired 1495076.0000 Indirect
2017-10-16 Common Stock C 479145.0000 Acquired 1974221.0000 Indirect
2017-10-16 Common Stock C 105369.0000 $7.0000 Acquired 2079590.0000 Indirect
2017-10-16 Common Stock C 3600.0000 Acquired 3600.0000 Indirect
2017-10-16 Common Stock C 53905.0000 Acquired 53905.0000 Indirect
2017-10-16 Common Stock C 44893.0000 Acquired 98798.0000 Indirect
2017-10-16 Common Stock C 35468.0000 Acquired 134266.0000 Indirect
2017-10-16 Common Stock C 4074.0000 $7.0000 Acquired 138340.0000 Indirect

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2017-10-16 Convertible Promissory Note $7.0000 C 4074.0000 Disposed Common Stock (4074.0000) Indirect
2017-10-16 Series C Preferred Stock $ C 14818.0000 Disposed Common Stock (14818.0000) Indirect
2017-10-16 Convertible Promissory Note $7.0000 C 105369.0000 Disposed Common Stock (105369.0000) Indirect
2017-10-16 Series A Preferred Stock $ C 479145.0000 Disposed Common Stock (479145.0000) Indirect
2017-10-16 Series B Preferred Stock $ C 606386.0000 Disposed Common Stock (606386.0000) Indirect
2017-10-16 Series C Preferred Stock $ C 888690.0000 Disposed Common Stock (888690.0000) Indirect
2017-10-16 Series C Preferred Stock $ C 3600.0000 Disposed Common Stock (3600.0000) Indirect
2017-10-16 Convertible Promissory Note $7.0000 C 4074.0000 Disposed Common Stock (4074.0000) Indirect
2017-10-16 Series A Preferred Stock $ C 35468.0000 Disposed Common Stock (35468.0000) Indirect
2017-10-16 Series B Preferred Stock $ C 44893.0000 Disposed Common Stock (44893.0000) Indirect
2017-10-16 Series C Preferred Stock $ C 53905.0000 Disposed Common Stock (53905.0000) Indirect

Footnotes

F1: The issuer's preferred stock will automatically convert into issuer's common stock on a one-to-one basis immediately prior to the closing of the issuer's initial public offering and has no expiration date.

F2: Shares held by a limited partnership of which the reporting person is a trustee of a trust which is the general partner. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F3: Shares held by Sutter Hill Ventures, a California Limited Partnership. The reporting person is a managing director and member of the management committee of the general partner of Sutter Hill Ventures, a California Limited Partnership. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F4: Shares held by the SHV Profit Sharing Plan, a retirement trust, for the benefit of the reporting person.

F5: Shares held by a trust of which the reporting person is a trustee. The reporting person disclaims beneficial ownership in these shares except as to the reporting person's pecuniary interest therein.

F6: This reported amount represents the number of shares issuable upon the conversion of the principal and accrued interest of the convertible promissory note held by the reporting person.

F7: The outstanding principal and accrued interest of the reporting person's convertible promissory note automatically converted into shares of the issuer's common stock at the price per share available to the public as set forth in the final prospectus related to the initial public offering upon closing of the initial public offering.