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Venus Concept Inc. — Director's Dealing 2017
Oct 11, 2017
35449_dirs_2017-10-11_cf61ef23-a6fd-460d-9590-1b51254e211e.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: Restoration Robotics Inc (HAIR)
CIK: 0001409269
Period of Report: 2017-10-11
Reporting Person: Kliman Gilbert H (Director)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Series B Preferred Stock | $ | Common Stock (1538461) | Indirect | ||
| Series C Preferred Stock | $ | Common Stock (1647297) | Indirect |
Footnotes
F1: The shares of the Issuer's Preferred Stock automatically convert into shares of the Issuer's Common Stock, for no additional consideration, on a 1:1 basis immediately prior to the consummation of the Issuer's Initial Public Offering (the "IPO").
F2: The expiration date is not relevant to the conversion of these securities.
F3: The shares are directly held by InterWest Partners IX, LP ("InterWest IX"). InterWest Management Partners IX, LLC ("IMP IX"), as the general partner of InterWest IX, may be deemed to beneficially own the shares held by InterWest IX. The Reporting Person is a managing director of IMP IX, and as such may be deemed to beneficially own the shares held by InterWest IX. The Reporting Person disclaims beneficial ownership of such shares except to the extent of any pecuniary interest therein.