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Venus Concept Inc. — Director's Dealing 2017
Oct 17, 2017
35449_dirs_2017-10-17_567021d4-5edc-4b3c-9bbb-f2c5e63283c5.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Restoration Robotics Inc (HAIR)
CIK: 0001409269
Period of Report: 2017-10-16
Reporting Person: MOLL FREDERIC H (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-10-16 | Common Stock | C | 316725 | — | Acquired | 396010 | Direct |
| 2017-10-16 | Common Stock | C | 153846 | — | Acquired | 549856 | Direct |
| 2017-10-16 | Common Stock | C | 46620 | — | Acquired | 596476 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-10-16 | Series A Preferred Stock | $ | C | 316725 | Disposed | Common Stock (316725) | Direct | |
| 2017-10-16 | Series B Preferred Stock | $ | C | 153846 | Disposed | Common Stock (153846) | Direct | |
| 2017-10-16 | Series C Preferred Stock | $ | C | 46620 | Disposed | Common Stock (46620) | Direct |
Footnotes
F1: The shares of the Issuer's Preferred Stock automatically converted into shares of the Issuer's Common Stock, for no additional consideration, on a 1:1 basis immediately prior to the consummation of the Issuer's Initial Public Offering.
F2: The expiration date is not relevant to the conversion of these securities.
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