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VEECO INSTRUMENTS INC — Director's Dealing 2017
Jul 12, 2017
31958_dirs_2017-07-12_cd01dd66-b53d-4216-a2ee-09eab4af50bc.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VEECO INSTRUMENTS INC (VECO)
CIK: 0000103145
Period of Report: 2017-07-10
Reporting Person: PEELER JOHN R (Director, Chairman & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-07-10 | Common Stock | M | 18623 | — | Acquired | 355022 | Direct |
| 2017-07-10 | Common Stock | F | 9604 | $28.40 | Disposed | 345418 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2017-07-10 | Performance Based Restricted Stock Units | $0 | M | 18623 | Disposed | Common Stock (18623) | Direct |
Footnotes
F1: Represents the issuance of shares upon the vesting of performance-based restricted stock units (PRSUs) granted on June 14, 2016 under Veeco's 2010 Stock Incentive Plan.
F2: Represents securities surrendered to Veeco to satisfy tax withholding obligations due upon the vesting of restricted stock.
F3: Represents the vesting of PRSUs, based on the partial achievement of the performance criteria and other terms specified in the award agreement. The performance period of this award ended June 30, 2017. The portion of the award which did not vest was forfeited.