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VEECO INSTRUMENTS INC — Director's Dealing 2014
Dec 12, 2014
31958_dirs_2014-12-12_b4c653a0-8b00-4a35-b789-593d40cb8493.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VEECO INSTRUMENTS INC (VECO)
CIK: 0000103145
Period of Report: 2014-12-10
Reporting Person: Miller William John (EVP Process Equipment)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-12-10 | Common Stock | M | 12504 | $8.82 | Acquired | 67282 | Direct |
| 2014-12-10 | Common Stock | S | 18538 | $37.08 | Disposed | 48744 | Direct |
| 2014-12-11 | Common Stock | M | 15000 | $24.89 | Acquired | 63744 | Direct |
| 2014-12-11 | Common Stock | M | 830 | $8.82 | Acquired | 64574 | Direct |
| 2014-12-11 | Common Stock | M | 13334 | $12.36 | Acquired | 77908 | Direct |
| 2014-12-11 | Common Stock | S | 29164 | $37.00 | Disposed | 48744 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2014-12-10 | Stock Option (right to purchase) | $8.82 | M | 12504 | Disposed | 2016-05-17 | common stock (12504) | Direct |
| 2014-12-11 | Stock Option (right to purchase) | $24.89 | M | 15000 | Disposed | 2021-11-30 | common stock (15000) | Direct |
| 2014-12-11 | Stock Option (right to purchase) | $8.82 | M | 830 | Disposed | 2016-05-17 | common stock (830) | Direct |
| 2014-12-11 | Stock Option (right to purchase) | $12.36 | M | 13334 | Disposed | 2016-06-28 | common stock (13334) | Direct |
Footnotes
F1: The option was granted on May 18, 2009 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
F2: Reflects the weighted average sale price. Actual sale prices ranged from $37.00 to $37.30 per share. The reporting person undertakes to provide, upon request by the SEC staff, the issuer or any security holder of the issuer, full information regarding the number of shares sold at each separate price.
F3: The option was granted on December 1, 2011 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.
F4: The option was granted on June 29, 2009 and became exercisable with respect to 1/3 of such shares on each of the first, second and third anniversaries of the date of grant.