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VARTA AG Major Shareholding Notification 2024

Apr 28, 2024

460_rns_2024-04-28_0a740518-ee2b-4755-b22c-8b0127343acf.html

Major Shareholding Notification

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Finanzbericht: 34214054

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Subject: VARTA AG: Release according to Article 40, Section 1 of the WpHG [the German Securities Trading Act] with the objective of Europe-wide distribution

Details of issuer

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Name: VARTA AG
Street, Street number: VARTA-Platz 1
Postal code, city: 73479 Ellwangen
Legal Entity Identifier (LEI): 529900E7KB95KOXBWP63

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Reason for notification: Acquisition/​disposal of instruments
Details of person subject to the notification obligation: The Goldman Sachs Group, Inc.

Wilmington, DE

United States of America (USA)
Name(s) of shareholder(s):
Date on which threshold was crossed or reached: 2024-04-22

Total positions

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% of voting rights attached to shares

(total of details on total

positions a.)
% of voting rights through instruments

(total of details on total

positions b.1. + b.2.)
Total of both in %

(details on total

positions a. + b.)
Total number of

voting rights

pursuant to

Sec. 41 WpHG
New 0.05 % 4.96 % 5.01 % 42641686
Previous notification 0.42 % 4.44 % 4.86 %

Details on total positions

a. Voting rights attached to shares (Sec. 33, 34 WpHG)

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ISIN Absolute In %
Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG) Direct (Sec. 33 WpHG) Indirect (Sec. 34 WpHG)
--- --- --- --- ---
DE000A0TGJ55 0 20809 0 % 0.05 %
Total 20809 0.05 %

b.1. Instruments according to Sec. 38 (1) no. 1 WpHG

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Type of instrument Expiration or maturity date Exercise or conversion period Voting rights absolute Voting rights in %
Right To Recall Open 499273 1.17 %
Call Warrant 08.10.2027 257681 0.60 %
Call Option 21.06.2024 140000 0.33 %
Swap 08.10.2027 307333 0.72 %
Total 1204287 2.82 %

b.2. Instruments according to Sec. 38 (1) no. 2 WpHG

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Type of instrument Expiration or maturity date Exercise or conversion period Cash or physical settlement Voting rights absolute Voting rights in %
Swap 17.04.2034 Cash 510146 1.20 %
Put Option 18.12.2026 Physical 270400 0.63 %
Call Warrant 21.06.2024 Cash 131514 0.31 %
Total 912060 2.14 %

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Information in relation to the person subject to the notification obligation: Full chain of controlled undertakings starting with the ultimate controlling natural person or legal entity:

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Name % of voting rights

(if at least

3% or more)
% of voting rights through

instruments (if at least

5% or more)
Total of both (if at

least 5% or more)
The Goldman Sachs Group, Inc. % % %
GSAM Holdings LLC % % %
Goldman Sachs Asset Management, L.P. % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs Bank USA % % %
Goldman Sachs Bank Europe SE % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman, Sachs & Co. Wertpapier GmbH % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs & Co. LLC % % %
- % % %
The Goldman Sachs Group, Inc. % % %
Goldman Sachs (UK) L.L.C. % % %
Goldman Sachs Group UK Limited % % %
Goldman Sachs International % % %

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In case of proxy voting according to Sec. 34 (3) WpHG: Date of general meeting:

Total positions after general meeting

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% of voting rights attached to shares % of voting rights through instruments Total of both
% % %

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Other useful information:

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Date: 2024-04-26

Information about mandatory publication:

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Obligatory publication in/​about: EQS Group AG, veröffentlicht über Thomson Reuters, Bloomberg und vwd
Obligatory publication on: 28.04.2024
Language of the document: English