Skip to main content

AI assistant

Sign in to chat with this filing

The assistant answers questions, extracts KPIs, and summarises risk factors directly from the filing text.

VALLEY NATIONAL BANCORP Director's Dealing 2017

Jan 31, 2017

30938_dirs_2017-01-31_70c0f042-c76d-4a9b-93d2-c7509246d670.zip

Director's Dealing

Open in viewer

Opens in your device viewer

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2017-01-27

Reporting Person: LIPKIN GERALD H (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2017-01-27 Common Stock F 6709 $12.20 Disposed 459110 Direct
2017-01-30 Common Stock F 6196 $12.29 Disposed 452914 Direct
2017-01-31 Common Stock F 11430 $12.07 Disposed 441484 Direct
2017-01-31 Common Stock F 13715 $12.07 Disposed 427769 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Preferred Stock (Roth IRA) 1200 Direct
Common Stock (401k Plan) 55 Direct
Common Stock (Roth IRA) 68889 Direct
Common Stock (with Spouse) 154 Direct
Preferred Stock 2000 Indirect
Common Stock 324760 Indirect
Preferred Stock (Roth IRA with Spouse) 2750 Indirect
Common Stock 6946 Indirect

Footnotes

F1: The amount of securities beneficially owned has been adjusted to reflect the forfeiture of performance-based restricted shares granted in January 2014 and originally reported on Form 4. These shares did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2016.

F2: Holdings under the Valley National Bank's 401K Plan has been updated to reflect reporting person's balance in the Plan.