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VALLEY NATIONAL BANCORP — Director's Dealing 2017
Jan 31, 2017
30938_dirs_2017-01-31_70c0f042-c76d-4a9b-93d2-c7509246d670.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: VALLEY NATIONAL BANCORP (VLY)
CIK: 0000714310
Period of Report: 2017-01-27
Reporting Person: LIPKIN GERALD H (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2017-01-27 | Common Stock | F | 6709 | $12.20 | Disposed | 459110 | Direct |
| 2017-01-30 | Common Stock | F | 6196 | $12.29 | Disposed | 452914 | Direct |
| 2017-01-31 | Common Stock | F | 11430 | $12.07 | Disposed | 441484 | Direct |
| 2017-01-31 | Common Stock | F | 13715 | $12.07 | Disposed | 427769 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Preferred Stock (Roth IRA) | 1200 | Direct |
| Common Stock (401k Plan) | 55 | Direct |
| Common Stock (Roth IRA) | 68889 | Direct |
| Common Stock (with Spouse) | 154 | Direct |
| Preferred Stock | 2000 | Indirect |
| Common Stock | 324760 | Indirect |
| Preferred Stock (Roth IRA with Spouse) | 2750 | Indirect |
| Common Stock | 6946 | Indirect |
Footnotes
F1: The amount of securities beneficially owned has been adjusted to reflect the forfeiture of performance-based restricted shares granted in January 2014 and originally reported on Form 4. These shares did not vest based on the applicable total shareholder return and growth in tangible book value conditions measured over the three-year performance period ending December 31, 2016.
F2: Holdings under the Valley National Bank's 401K Plan has been updated to reflect reporting person's balance in the Plan.
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