AI assistant
UTSTARCOM HOLDINGS CORP. — Director's Dealing 2009
Sep 9, 2009
34885_dirs_2009-09-09_1bb8aecd-4538-4747-9d26-89f0eb0f1fb9.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: UTSTARCOM INC (UTSI)
CIK: 0001030471
Period of Report: 2009-09-04
Reporting Person: LU HONG LIANG (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2009-09-04 | Common Stock | S | 23362 | $2.07 | Disposed | 3428911 | Direct |
| 2009-09-08 | Common Stock | S | 2498 | $2.13 | Disposed | 3426413 | Direct |
Footnotes
F1: Shares sold to cover tax withholding obligation with respect to vesting of restricted stock and restricted stock units. The 23,362 shares were sold through separate trades, with the sale prices ranging from $1.99 to $2.15, and at a weighted average sale price of $2.0661. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate purchase price.
F2: Shares sold to cover tax withholding obligation with respect to vesting of restricted stock and restricted stock units. The 2,498 shares were sold at a sale price of $2.13. The reporting person undertakes to provide upon request by the staff of the Securities and Exchange Commission, the issuer or a security holder of the issuer, full information regarding the number of shares sold at each separate purchase price.