AI assistant
U.S. GOLD CORP. — Major Shareholding Notification 2020
Mar 30, 2020
33733_mrq_2020-03-30_1f5ab352-3866-4e2d-8b69-fb41d695eb0a.zip
Major Shareholding Notification
Open in viewerOpens in your device viewer
SC 13G 1 ea120221-13galpha_usgold.htm SCHEDULE 13G
Field: Rule-Page
Field: /Rule-Page
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
SCHEDULE 13G
UNDER THE SECURITIES EXCHANGE ACT OF 1934
(AMENDMENT NO. ___)
U.S. GOLD CORP.
Field: Rule-Page
Field: /Rule-Page
(Name of Issuer)
COMMON STOCK, PAR VALUE $0.001
Field: Rule-Page
Field: /Rule-Page
(Title of Class of Securities)
90291C201
Field: Rule-Page
Field: /Rule-Page
(CUSIP Number)
March 30, 2020
Field: Rule-Page
Field: /Rule-Page
(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(c)
*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the
disclosures provided in a prior cover page.
The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).
Field: Rule-Page
Field: /Rule-Page
(Continued on following page(s)
Field: Page; Sequence: 1
Page Field: Sequence; Type: Arabic; Name: PageNo 1 Field: /Sequence of 5 Pages
Field: /Page
CUSIP No. 90291C201 13G Page 2 of 5 Pages
| 1. | NAMES
OF REPORTING PERSON S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Alpha
Capital Anstalt |
| --- | --- |
| 2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ¨ (b) ¨ |
| 3. | SEC
USE ONLY |
| 4. | CITIZENSHIP
OR PLACE OF ORGANIZATION Liechtenstein |
| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON | SOLE
VOTING POWER – 185,763 Shares (1) |
| --- | --- |
| 6. | SHARED
VOTING POWER – None |
| 7. | SOLE
DISPOSITIVE POWER – 185,763 Shares (1) |
| 8. | SHARED
DISPOSITIVE POWER – None |
| 9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON – 185,763 Shares (1) |
| --- | --- |
| 10. | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ |
| 11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.58% |
| 12. | TYPE
OF REPORTING PERSON CO |
(1) Based on 2,822,874 shares outstanding as reported on March 30, 2020.
Field: Page; Sequence: 2
Field: /Page
CUSIP No. 90291C201 13G Page 3 of 5 Pages
ITEM 1 (a) NAME OF ISSUER: U.S. Gold Corp., a Nevada corporation
ITEM 1 (b) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:
1910 E. Idaho Street, Suite 102-Box 604, Elko, NV 89801
ITEM 2 (a) NAME OF PERSON FILING: Alpha Capital Anstalt
ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:
Lettstrasse 32, FL-9490 Vaduz, Furstentums, Liechtenstein
ITEM 2 (c) CITIZENSHIP: Liechtenstein
ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.001
ITEM 2 (e) CUSIP NUMBER: 90291C201
ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable
ITEM 4 OWNERSHIP
(a) AMOUNT BENEFICIALLY OWNED: 185,763 Shares (1)
(b) PERCENT OF CLASS: 6.58%
(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:
(i) SOLE POWER TO VOTE OR DIRECT THE VOTE
185,763 Shares (1)
(ii) SHARED POWER TO VOTE OR DIRECT THE VOTE
0 Shares
(iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
185,763 Shares (1)
(iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF
0 Shares
Field: Page; Sequence: 3
Field: /Page
CUSIP No. 90291C201 13G Page 4 of 5 Pages
ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS
Not applicable
ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON
Not applicable
ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY
Not applicable
ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP
Not applicable
ITEM 9 NOTICE OF DISSOLUTION OF GROUP
Not applicable
Field: Page; Sequence: 4
Field: /Page
CUSIP No. 90291C201 13G Page 5 of 5 Pages
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
| March 30, 2020 |
|---|
| (Date) |
| /s/ Konrad Ackermann |
| (Signature) |
| Konrad Ackermann, Director |
| (Name/Title) |
Field: Rule-Page
Field: /Rule-Page