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U.S. GOLD CORP. Major Shareholding Notification 2020

Mar 30, 2020

33733_mrq_2020-03-30_1f5ab352-3866-4e2d-8b69-fb41d695eb0a.zip

Major Shareholding Notification

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SC 13G 1 ea120221-13galpha_usgold.htm SCHEDULE 13G

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON, D.C. 20549

SCHEDULE 13G

UNDER THE SECURITIES EXCHANGE ACT OF 1934

(AMENDMENT NO. ___)

U.S. GOLD CORP.

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(Name of Issuer)

COMMON STOCK, PAR VALUE $0.001

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(Title of Class of Securities)

90291C201

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(CUSIP Number)

March 30, 2020

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(DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT)

Check the appropriate box to designate the rule pursuant to which this Schedule is filed: ☒ Rule 13d-1(c)

*The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the

disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

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(Continued on following page(s)

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Page Field: Sequence; Type: Arabic; Name: PageNo 1 Field: /Sequence of 5 Pages

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CUSIP No. 90291C201 13G Page 2 of 5 Pages

| 1. | NAMES
OF REPORTING PERSON S.S.
OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON Alpha
Capital Anstalt |
| --- | --- |
| 2. | CHECK
THE APPROPRIATE BOX IF A MEMBER OF A GROUP: (a) ¨ (b) ¨ |
| 3. | SEC
USE ONLY |
| 4. | CITIZENSHIP
OR PLACE OF ORGANIZATION Liechtenstein |

| NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON | SOLE
VOTING POWER – 185,763 Shares (1) |
| --- | --- |
| 6. | SHARED
VOTING POWER – None |
| 7. | SOLE
DISPOSITIVE POWER – 185,763 Shares (1) |
| 8. | SHARED
DISPOSITIVE POWER – None |

| 9. | AGGREGATE
AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON – 185,763 Shares (1) |
| --- | --- |
| 10. | CHECK
BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES ☐ |
| 11. | PERCENT
OF CLASS REPRESENTED BY AMOUNT IN ROW 9 6.58% |
| 12. | TYPE
OF REPORTING PERSON CO |

(1) Based on 2,822,874 shares outstanding as reported on March 30, 2020.

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CUSIP No. 90291C201 13G Page 3 of 5 Pages

ITEM 1 (a) NAME OF ISSUER: U.S. Gold Corp., a Nevada corporation

ITEM 1 (b) ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES:

1910 E. Idaho Street, Suite 102-Box 604, Elko, NV 89801

ITEM 2 (a) NAME OF PERSON FILING: Alpha Capital Anstalt

ITEM 2 (b) ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE:

Lettstrasse 32, FL-9490 Vaduz, Furstentums, Liechtenstein

ITEM 2 (c) CITIZENSHIP: Liechtenstein

ITEM 2 (d) TITLE OF CLASS OF SECURITIES: Common Stock, par value $0.001

ITEM 2 (e) CUSIP NUMBER: 90291C201

ITEM 3 IF THIS STATEMENT IS FILED PURSUANT TO RULE 13D-1(B) OR 13D-2(B): Not applicable

ITEM 4 OWNERSHIP

(a) AMOUNT BENEFICIALLY OWNED: 185,763 Shares (1)

(b) PERCENT OF CLASS: 6.58%

(c) NUMBER OF SHARES AS TO WHICH SUCH PERSON HAS:

(i) SOLE POWER TO VOTE OR DIRECT THE VOTE

185,763 Shares (1)

(ii) SHARED POWER TO VOTE OR DIRECT THE VOTE

0 Shares

(iii) SOLE POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

185,763 Shares (1)

(iv) SHARED POWER TO DISPOSE OR TO DIRECT THE DISPOSITION OF

0 Shares

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CUSIP No. 90291C201 13G Page 4 of 5 Pages

ITEM 5 OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS

Not applicable

ITEM 6 OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON

Not applicable

ITEM 7 IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY

Not applicable

ITEM 8 IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF A GROUP

Not applicable

ITEM 9 NOTICE OF DISSOLUTION OF GROUP

Not applicable

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CUSIP No. 90291C201 13G Page 5 of 5 Pages

SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

March 30, 2020
(Date)
/s/ Konrad Ackermann
(Signature)
Konrad Ackermann, Director
(Name/Title)

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