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U.S. GOLD CORP. — Director's Dealing 2014
Apr 11, 2014
33733_dirs_2014-04-11_16b15977-9081-4a7b-b960-690d9d2fe05e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DATARAM CORP (DRAM)
CIK: 0000027093
Period of Report: 2014-04-10
Reporting Person: Freeman John (Director, President and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2014-04-10 | Common Stock, $1.00 Par Value | P | 1500 | $2.87 | Acquired | 3000 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Option | $19.20 | 2018-05-07 | Common Stock () | Direct | |
| Option | $15.42 | 2019-09-24 | Common Stock () | Direct |
Footnotes
F1: The number of options and respective exercise prices has been adjusted to reflect a 1-for-6 reverse stock split effective as of March 15, 2013.
F2: Options were granted to the reporting person in consideration of the reporting person's service as President and Chief Executive Officer of the Company. Options were granted at an exercise price equal to the closing market price of the Company's common stock on the date of grant. Options to purchase 12,500 shares vested on May 7, 2009, options to purchase 12,500 shares vested on May 7, 2010.
F3: Options were granted to the reporting person in consideration of the reporting person's service as President and Chief Exe3cutive Officer of the Company. Options were granted at an exercise price equal to the closing market price of the Company's common stock on the date of grant. Options to purchase 15,000 shares vested on September 24, 2010; options to purchase 15,000 shares vested on September 24, 2011.