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U.S. GOLD CORP. — Director's Dealing 2007
Mar 15, 2007
33733_dirs_2007-03-15_750a2f8d-c8d5-467c-b92a-413ff955a289.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DATARAM CORP (DRAM-NASDQ)
CIK: 0000027093
Period of Report: 2007-03-14
Reporting Person: TARANTINO ROBERT V (Director, Chairman, President & CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2007-03-14 | Common Stock | M | 3200 | $2.8125 | Acquired | 373101 | Direct |
| 2007-03-14 | Common Stock | S | 3200 | $4.35 | Disposed | 369901 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2007-03-14 | Options (11/19/1997) | $2.8125 | X | 3200 | Disposed | 2007-11-19 | Common Stock (3200) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 307999 | Indirect |
| Common Stock | 17100 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Options (11/26/2001) | $7.98 | 2011-11-26 | Common Stock (12800) | 12800 | Direct |
| Options (09/18/2002) | $2.99 | 2012-09-18 | Common Stock (12000) | 12000 | Direct |
| Options (09/17/2003) | $4.09 | 2013-09-17 | Common Stock (12000) | 12000 | Direct |
| Options (09/15/2004) | $6.75 | 2009-09-15 | Common Stock (12000) | 12000 | Direct |
| Options (09/14/2005) | $6.63 | 2010-09-14 | Common Stock (12000) | 12000 | Direct |
| Options (09/13/2006) | $4.7 | 2011-09-13 | Common Stock (12000) | 12000 | Direct |
Footnotes
F1: Rule 10b5-1 transaction.
F2: Options were granted to the reporting person in consideration of the reporting person's service as an officer of the company. Options were granted at an exercise price equal to the closing market price of the common stock on the date of grant.
F3: Options to purchase 9,000 shares are presently exercisable and options to purchase 3,000 shares will become exercisable on 09/17/2007.
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