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U.S. GOLD CORP. — Director's Dealing 2003
Sep 19, 2003
33733_dirs_2003-09-19_5f24249a-4293-4c5c-aded-c6dd16b4764c.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: DATARAM CORP (DRAM-NASDQ)
CIK: 0000027093
Period of Report: 2003-09-18
Reporting Person: TARANTINO ROBERT V (Director, President and CEO, 10% Owner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-09-18 | Common Stock, $1.00 Par Value | S | 13100 | $4.1282 | Disposed | 464586 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-09-18 | Stock Option | $4.09 | A | 12000 | Acquired | 2013-09-18 | Common Stock, $1.00 Par Value (12000) | Direct |
Footnotes
F1: In addition, 17,100 shares are held indirectly by the reporting person's wife and 303,232 shares are held indirectly for the reporting person by the Issuer's 401K Plan.
F2: Option granted to employee without cost pursuant to the Issuer's option plan. Exercise price is at fair market value on the date of grant.
F3: In addition, the reporting person holds options to purchase 300,000 shares at $2.8125 a share which are currently exercisable and which expire on 11/18/2007. Also, the reporting person holds options to purchase 12,800 shares exercisable at $7.98 a share, of which 3,200 are currently exercisable and 3,200 become exercisable on 11/26/2003, 3,200 on 11/26/2004 and 3,200 on 11/16/2005. This option expires on 11/26/2011. Finally, the reporting person holds options to purchase 12,800 shares at $2.99 a share, of which 3,200 shares are currently exercisable and 3,200 shares become exercisable on 9/18/2004, 3,200 shares become exercisable on 9/18/2005 and 3,200 shares become exercisable on 9/18/2006. This option expires on 9/18/2012.