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US Foods Holding Corp. — Director's Dealing 2021
Mar 30, 2021
30341_dirs_2021-03-30_466164dc-353f-4c6f-a890-dca677b69350.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US Foods Holding Corp. (USFD)
CIK: 0001665918
Period of Report: 2021-03-26
Reporting Person: Works James David Jr (EVP, CHRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-03-26 | Common Stock | M | 4215 | — | Acquired | 57291 | Direct |
| 2021-03-26 | Common Stock | F | 1878 | $37.14 | Disposed | 55413 | Direct |
| 2021-03-29 | Common Stock | A | 11503 | — | Acquired | 66916 | Direct |
| 2021-03-29 | Common Stock | A | 5819 | — | Acquired | 72735 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-03-26 | Restricted Stock Units | $ | M | 2484 | Disposed | Common Stock (2484.0) | Direct | |
| 2021-03-26 | Restricted Stock Units | $ | M | 1731 | Disposed | Common Stock (1731.0) | Direct | |
| 2021-03-29 | Employee Stock Option (right to buy) | $36.95 | A | 22801 | Acquired | 2031-03-29 | Common Stock (22801.0) | Direct |
| 2021-03-29 | Restricted Stock Units | $ | A | 21567 | Acquired | Common Stock (21567.0) | Direct |
Footnotes
F1: The restricted stock units were granted on March 29, 2021 and vest in three equal annual installments beginning on March 29, 2022. Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
F2: The restricted stock units were granted on March 29, 2021 and vest on the one-year anniversary of the grant date. Each restricted stock unit represents a right to receive one share of the Issuer's common stock.
F3: Each restricted stock unit represents a right to receive one share of the Issuer's common stock or, in the Compensation Committee's discretion, cash equal to the fair market value of one share of the Issuer's common stock on the vesting date.
F4: The restricted stock units were granted on March 26, 2018 and vested annually in three equal installments beginning on March 26, 2019.
F5: The restricted stock units were granted on April 10, 2018 and vested annually in three equal installments beginning on March 26, 2019.
F6: The stock option was granted on March 29, 2021 and vests and becomes exercisable in three equal annual installments beginning on March 29, 2022.
F7: Each performance-based restricted stock unit represents a contingent right to receive one share of the Company's common stock on the vesting date.
F8: The performance-based restricted stock units will vest based on the Company's achievement of certain total shareholder return goals during the relevant performance period.