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US ENERGY CORP — Director's Dealing 2012
Sep 10, 2012
34687_dirs_2012-09-10_3bd2121f-d5ea-4451-9865-ea39bc709a2a.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: US ENERGY CORP (USEG)
CIK: 0000101594
Period of Report: 2012-09-07
Reporting Person: RICHMOND STEVEN DANIEL (CFO)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 12711 | Direct |
| Common Stock | 44310 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Option (Right to Buy) | $2.46 | 2014-06-30 | Common Stock (50000) | Direct | |
| Stock Option (Right to Buy) | $4.97 | 2017-07-26 | Common Stock (75000) | Direct | |
| Stock Option (Right to Buy) | $2.52 | 2018-09-21 | Common Stock (30000) | Direct | |
| Stock Option (Right to Buy) | $2.32 | 2022-07-10 | Common Stock (25000) | Direct |
Footnotes
F1: Shares held in the U.S. Energy Corp. Employee Stock Ownership Plan (the 'ESOP') in an account established for the benefit of the Reporting Person.
F2: Includes stock options granted under the Issuer's 2001 Incentive Stock Option Plan and exempt under Rule 16b-3.
F3: Stock options granted under the Issuer's 2001 Incentive Stock Option Plan with a 5 year vesting schedule and exempt under Rule 16b-3.
F4: Stock options granted under the Issuer's 2001 Incentive Stock Option Plan which vest in three (3) equal annual installments beginning September 22, 2009
F5: Stock options granted under the Issuer's 2012 Eq1uity Plan which vest in three (3) equal annual installments beginning one year from the grant date.