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US BANCORP \DE\ — Director's Dealing 2018
Feb 22, 2018
29924_dirs_2018-02-22_b9843a97-be33-4f5a-932f-e3c3ccb59c7f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US BANCORP \DE\ (USB)
CIK: 0000036104
Period of Report: 2018-02-20
Reporting Person: Parker P.W. (Vice Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-20 | Common Stock, $0.01 par value | M | 38445.0000 | $40.3200 | Acquired | 370479.0000 | Direct |
| 2018-02-20 | Common Stock, $0.01 par value | M | 30614.0000 | $44.3200 | Acquired | 401093.0000 | Direct |
| 2018-02-20 | Common Stock, $0.01 par value | M | 29426.0000 | $39.4900 | Acquired | 430519.0000 | Direct |
| 2018-02-20 | Common Stock, $0.01 par value | F | 12779.0000 | $55.6100 | Disposed | 417740.0000 | Direct |
| 2018-02-20 | Common Stock, $0.01 par value | S | 29426.0000 | $55.8700 | Disposed | 388314.0000 | Direct |
| 2018-02-20 | Common Stock, $0.01 par value | S | 30614.0000 | $55.9700 | Disposed | 357700.0000 | Direct |
| 2018-02-20 | Common Stock, $0.01 par value | S | 38445.0000 | $56.0000 | Disposed | 319255.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-20 | Employee Stock Option (Right to Buy) | $39.4900 | M | 29426.0000 | Disposed | 2026-02-18 | Common Stock, $0.01 par value (29426.0000) | Direct |
| 2018-02-20 | Employee Stock Option (Right to Buy) | $44.3200 | M | 30614.0000 | Disposed | 2025-02-19 | Common Stock, $0.01 par value (30614.0000) | Direct |
| 2018-02-20 | Employee Stock Option (Right to Buy) | $40.3200 | M | 38445.0000 | Disposed | 2024-02-20 | Common Stock, $0.01 par value (38445.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 3912.0000 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.86 to $55.92. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.93 to $56.04. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.98 to $56.06. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: The option vests in four equal annual installments begining on February 18, 2017.
F5: The option vests in four equal annual installments begining on February 19, 2016.
F6: The option vested in four equal annual installments beginning on February 20, 2015.