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US BANCORP \DE\ — Director's Dealing 2018
Mar 1, 2018
29924_dirs_2018-03-01_bde1862e-e567-43b3-b48f-40af652eaa1e.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US BANCORP \DE\ (USB)
CIK: 0000036104
Period of Report: 2018-02-28
Reporting Person: Gifford Craig E (EVP and Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2018-02-28 | Common Stock, $0.01 par value | M | 13526.0000 | $11.0200 | Acquired | 62775.0000 | Direct |
| 2018-02-28 | Common Stock, $0.01 par value | M | 13524.0000 | $13.8800 | Acquired | 76299.0000 | Direct |
| 2018-02-28 | Common Stock, $0.01 par value | M | 7144.0000 | $23.8600 | Acquired | 83443.0000 | Direct |
| 2018-02-28 | Common Stock, $0.01 par value | M | 6017.0000 | $28.6300 | Acquired | 89460.0000 | Direct |
| 2018-02-28 | Common Stock, $0.01 par value | M | 5679.0000 | $28.7000 | Acquired | 95139.0000 | Direct |
| 2018-02-28 | Common Stock, $0.01 par value | S | 5679.0000 | $55.3200 | Disposed | 89460.0000 | Direct |
| 2018-02-28 | Common Stock, $0.01 par value | S | 6017.0000 | $55.3200 | Disposed | 83443.0000 | Direct |
| 2018-02-28 | Common Stock, $0.01 par value | S | 7144.0000 | $55.3400 | Disposed | 76299.0000 | Direct |
| 2018-02-28 | Common Stock, $0.01 par value | S | 13524.0000 | $55.3600 | Disposed | 62775.0000 | Direct |
| 2018-02-28 | Common Stock, $0.01 par value | S | 13526.0000 | $55.3700 | Disposed | 49249.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-02-28 | Employee Stock Option (Right to Buy) | $13.8800 | M | 13524.0000 | Disposed | 2019-01-22 | Common Stock, $0.01 par value (13524.0000) | Direct |
| 2018-02-28 | Employee Stock Option (Right to Buy) | $28.6300 | M | 6017.0000 | Disposed | 2022-02-15 | Common Stock, $0.01 par value (6017.0000) | Direct |
| 2018-02-28 | Employee Stock Option (Right to Buy) | $23.8600 | M | 7144.0000 | Disposed | 2020-02-16 | Common Stock, $0.01 par value (7144.0000) | Direct |
| 2018-02-28 | Employee Stock Option (Right to Buy) | $28.7000 | M | 5679.0000 | Disposed | 2021-02-16 | Common Stock, $0.01 par value (5679.0000) | Direct |
| 2018-02-28 | Employee Stock Option (Right to Buy) | $11.0200 | M | 13526.0000 | Disposed | 2019-02-18 | Common Stock, $0.01 par value (13526.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 1164.0000 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.35 to $55.38. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $55.36 to $55.38. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: Based on a plan report dated February 28, 2018, the most recent plan report available.
F4: The option vested in four equal annual installments beginning on January 22, 2010.
F5: The option vested in four equal annual installments beginning on February 15, 2013.
F6: The option vested in four equal annual installments beginning on February 16, 2011.
F7: The option vested in four equal annual installments beginning on February 16, 2012.
F8: The option vested in four equal annual installments beginning February 18, 2010.