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US BANCORP \DE\ — Director's Dealing 2013
Feb 21, 2013
29924_dirs_2013-02-20_602cb728-92e9-4def-81a9-3d29ebc0afbf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US BANCORP \DE\ (USB)
CIK: 0000036104
Period of Report: 2013-02-16
Reporting Person: CARLSON JENNIE P (EVP, Human Resources)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-16 | Common Stock, $0.01 par value | M | 20955.0000 | $0.0000 | Acquired | 25080.0000 | Direct |
| 2013-02-16 | Common Stock, $0.01 par value | M | 7434.0000 | $0.0000 | Acquired | 32514.0000 | Direct |
| 2013-02-16 | Common Stock, $0.01 par value | M | 6736.0000 | $0.0000 | Acquired | 39250.0000 | Direct |
| 2013-02-19 | Common Stock, $0.01 par value | F | 2498.0000 | $33.8200 | Disposed | 36752.0000 | Direct |
| 2013-02-19 | Common Stock, $0.01 par value | F | 3247.0000 | $33.8200 | Disposed | 33505.0000 | Direct |
| 2013-02-19 | Common Stock, $0.01 par value | F | 9480.0000 | $33.8200 | Disposed | 24025.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-16 | Restricted Stock Units | $ | M | 7434.0000 | Disposed | Common Stock, $0.01 par value (7434.0000) | Direct | |
| 2013-02-16 | Restricted Stock Units | $ | M | 6736.0000 | Disposed | Common Stock, $0.01 par value (6736.0000) | Direct | |
| 2013-02-16 | Restricted Stock Units | $ | M | 20955.0000 | Disposed | Common Stock, $0.01 par value (20955.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 11655.0000 | Indirect |
| Common Stock, $0.01 par value | 2234.0000 | Indirect |
| Common Stock, $0.01 par value | 43176.0000 | Indirect |
Footnotes
F1: Based on a plan report dated February 4, 2013, the most recent plan report available.
F2: Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
F3: The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
F4: Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with remaining vesting to occur in 25% increments on the fourth and fifth anniversary of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.