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US BANCORP \DE\ — Director's Dealing 2013
Feb 21, 2013
29924_dirs_2013-02-20_e7c5c93e-aa3a-4488-aacf-51029c1f4dd1.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US BANCORP \DE\ (USB)
CIK: 0000036104
Period of Report: 2013-02-16
Reporting Person: MITAU LEE R (EVP, General Counsel, and Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-02-16 | Common Stock, $0.01 par value | M | 12573.0000 | $0.0000 | Acquired | 48364.0000 | Direct |
| 2013-02-16 | Common Stock, $0.01 par value | M | 8919.0000 | $0.0000 | Acquired | 57283.0000 | Direct |
| 2013-02-16 | Common Stock, $0.01 par value | M | 7960.0000 | $0.0000 | Acquired | 65243.0000 | Direct |
| 2013-02-19 | Common Stock, $0.01 par value | F | 2488.0000 | $33.8200 | Disposed | 62755.0000 | Direct |
| 2013-02-19 | Common Stock, $0.01 par value | F | 2788.0000 | $33.8200 | Disposed | 59967.0000 | Direct |
| 2013-02-19 | Common Stock, $0.01 par value | F | 5582.0000 | $33.8200 | Disposed | 54385.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-02-16 | Restricted Stock Units | $ | M | 8919.0000 | Disposed | Common Stock, $0.01 par value (8919.0000) | Direct | |
| 2013-02-16 | Restricted Stock Units | $ | M | 7960.0000 | Disposed | Common Stock, $0.01 par value (7960.0000) | Direct | |
| 2013-02-16 | Restricted Stock Units | $ | M | 12573.0000 | Disposed | Common Stock, $0.01 par value (12573.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 301.0000 | Indirect |
| Common Stock, $0.01 par value | 30019.0000 | Indirect |
Footnotes
F1: Based on a plan report dated February 4, 2013, the most recent plan report available.
F2: Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.
F3: The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 6.
F4: Vesting of these Restricted Stock Units was contingent upon the company meeting a pre-established performance target. The performance target was met, and 50% of the units vested on the date listed in the Date Exercisable column of Box 6, with remaining vesting to occur in 25% increments on the fourth and fifth anniversary of the grant date. These Restricted Stock Units were granted in 2010 as a special retention award for the reporting person.