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US BANCORP \DE\ — Director's Dealing 2013
Mar 1, 2013
29924_dirs_2013-03-01_2474ea3c-8ac3-42d2-8e51-d5bb8df5b8f5.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: US BANCORP \DE\ (USB)
CIK: 0000036104
Period of Report: 2013-03-01
Reporting Person: Elmore John R. (Vice Chairman)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 98237.0000 | Direct |
| Common Stock, $0.01 par value | 21558.0000 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $11.0200 | 2019-02-18 | Common Stock, $0.01 par value (18034.0000) | Direct | |
| Employee Stock Option (Right to Buy) | $23.8600 | 2020-02-16 | Common Stock, $0.01 par value (7504.0000) | Direct | |
| Employee Stock Option (Right to Buy) | $28.6300 | 2022-02-15 | Common Stock, $0.01 par value (12182.0000) | Direct | |
| Employee Stock Option (Right to Buy) | $28.7000 | 2021-02-16 | Common Stock, $0.01 par value (7540.0000) | Direct | |
| Employee Stock Option (Right to Buy) | $30.1200 | 2015-02-16 | Common Stock, $0.01 par value (1893.0000) | Direct | |
| Employee Stock Option (Right to Buy) | $32.7000 | 2018-02-12 | Common Stock, $0.01 par value (101734.0000) | Direct | |
| Employee Stock Option (Right to Buy) | $33.9900 | 2023-02-14 | Common Stock, $0.01 par value (20594.0000) | Direct | |
| Employee Stock Option (Right to Buy) | $36.2500 | 2017-02-13 | Common Stock, $0.01 par value (57850.0000) | Direct | |
| Restricted Stock Units | $ | Common Stock, $0.01 par value (22065.0000) | Direct |
Footnotes
F1: Based on a plan report dated February 26, 2013, the most recent plan report available.
F2: The option vested in four equal annual installments beginning February 18, 2010.
F3: The option vests in four equal annual installments beginning on February 16, 2011.
F4: The option vests in four equal annual installments beginning on February 15, 2013.
F5: The option vests in four equal annual installments beginning on February 16, 2012.
F6: The option vested in four equal annual installments beginning on February 16, 2006.
F7: The option vested in four equal annual installments beginning on February 12, 2009.
F8: The option vests in four equal annual installments beginning on February 14, 2014.
F9: The option vested in four equal annual installments beginning on February 13, 2008.
F10: The restricted stock units vest in four equal annual installments beginning on the date listed in the Date Exercisable column of Box 2.
F11: Prior to the first vesting, the number of units subject to the award will be adjusted based on the company's one-year performance against certain performance targets set on the grant date. The number of units may increase to as much as 125%, or decrease to as little as 0%, of the initial number of units. These restricted stock units make up part of the reporting person's 2013 long-term incentive compensation grant.
F12: Restricted stock units convert into common stock on a one-for-one basis at the time of vesting.