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US BANCORP \DE\ — Director's Dealing 2012
Apr 20, 2012
29924_dirs_2012-04-20_65b0c906-9706-4d03-acc3-ddd6aeb29ab3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US BANCORP \DE\ (USB)
CIK: 0000036104
Period of Report: 2012-04-18
Reporting Person: MITAU LEE R (EVP, General Counsel, and Sec.)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2012-04-18 | Common Stock, $0.01 par value | M | 93200.0000 | $28.5000 | Acquired | 144097.0000 | Direct |
| 2012-04-18 | Common Stock, $0.01 par value | S | 5000.0000 | $31.3110 | Disposed | 139097.0000 | Direct |
| 2012-04-18 | Common Stock, $0.01 par value | S | 93200.0000 | $31.4570 | Disposed | 45897.0000 | Direct |
| 2012-04-18 | Series G Preferred Stock Depositary Shares | P | 4000.0000 | $25.5200 | Acquired | 4000.0000 | Direct |
| 2012-04-18 | Common Stock, $0.01 par value | S | 5000.0000 | $31.3211 | Disposed | 40019.0000 | Indirect |
| 2012-04-18 | Series G Preferred Stock Depositary Shares | P | 4000.0000 | $25.5200 | Acquired | 4000.0000 | Indirect |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2012-04-18 | Employee Stock Option (Right to Buy) | $28.5000 | M | 93200.0000 | Disposed | 2014-01-20 | Common Stock, $0.01 par value (93200.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 2426.0000 | Indirect |
| Series F Preferred Stock Depositary Shares | 1500.0000 | Indirect |
Footnotes
F1: The price in Column 4 is a weighted average price. The prices actually received ranged from $31.3120 to $31.3100. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F2: The price in Column 4 is a weighted average price. The prices actually received ranged from $31.45 to $31.4863. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F3: The price in Column 4 is a weighted average price. The prices actually received ranged from $31.3250 to $31.3203. The reporting person will provide to the issuer, any security holder of the issuer or the SEC staff, upon request, information regarding the number of shares sold at each price within the range.
F4: Based on a plan report dated March 30, 2012, the most recent plan report available.
F5: The option was subject to performance-accelerated vesting. The option vested 25% on February 1, 2007. The remaining 75% vested on January 20, 2009