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US BANCORP \DE\ — Director's Dealing 2004
Jan 22, 2004
29924_dirs_2004-01-22_16e4b0c8-d5df-467b-ba99-0741935c9af3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US BANCORP \DE\ (USB)
CIK: 0000036104
Period of Report: 2004-01-20
Reporting Person: DOLAN TERRANCE R (EVP, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2004-01-20 | Common Stock, $0.01 par value | A | 4883 | $28.50 | Acquired | 4883 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2004-01-20 | Employee Stock Option (Right to Buy) | $28.50 | A | 27346 | Acquired | 2014-01-20 | Common Stock (27346) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock, $0.01 par value | 908.7 | Indirect |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Employee Stock Option (Right to Buy) | $21.4938 | 2012-12-17 | Common Stock (65442) | 65442 | Direct |
| Employee Stock Option (Right to Buy) | $19.1001 | 2011-12-18 | Common Stock (100680) | 100680 | Direct |
| Employee Stock Option (Right to Buy) | $23.1824 | 2011-02-27 | Common Stock (50340) | 50340 | Direct |
| Employee Stock Option (Right to Buy) | $29.1518 | 2009-04-20 | Common Stock (77690) | 77690 | Direct |
| Employee Stock Option (Right to Buy) | $32.7771 | 2008-09-16 | Common Stock (25472) | 25472 | Direct |
Footnotes
F1: Based on a plan report dated 12/31/03, the most recent plan report available.
F2: The option vests in four equal annual installments beginning on January 20, 2005.
F3: The exercise price and number of shares subject to the option were adjusted to preserve the economic value of the option in connection with the special dividend paid to effect the spin-off of the company's Piper Jaffray subsidiary on December 31, 2003, by multiplying the number of shares subject to the option, and dividing the option price, by 1.0068.
F4: The option vests in four equal annual installments beginning on December 17, 2003.
F5: The option vests in four equal annual installments beginning on December 18, 2002.
F6: The option vests in four equal annual installments beginning on February 27, 2002.