US BANCORP \DE\ — Director's Dealing 2003

Jan 17, 2003

5 1 c74123dme5.htm FORM 5 U.S. Bancorp PAGEBREAK

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549

FORM 5

ANNUAL STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

o	Check box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
o	Form 3 Holdings Reported
o	Form 4 Transactions Reported

| 1. | 2. | Issuer Name and Ticker or
Trading Symbol | | | | I.R.S. Identification
Number of Reporting Person, if an entity (Voluntary) | |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Moffett, David
M. (Last) (First) (Middle) | | U.S. Bancorp
(USB) | | | | | |
| U.S. Bancorp 800 Nicollet Mall | 4. | Statement for Month/Year | | | 5. | If Amendment, Date of Original (Month/Year) | |
| | | December 31, 2001 | | | | | |
| (Street) | 6. | Relationship of Reporting Person(s) to Issuer (Check All Applicable) | | | 7. | Individual or Joint/Group
Reporting (Check Applicable Line) | |
| Minneapolis, MN
55402 (City)
(State) (Zip) | | o | Director | o | 10% Owner | x | Form filed by One Reporting Person |
| | | x | Officer (give title
below) | | | o | Form filed by More than One Reporting
Person |
| | | o | Other (specify
below) | | | | |
| | | | Vice Chairman, Chief Financial Officer | | | | |

• If the form is filed by more than one reporting person, see instruction 4(b)(v).

PAGEBREAK

| Title of Security (Instr. 3) | Transaction Date (Month/Day/Year) | Transaction Code (Instr.
8) | Securities Acquired (A) or Disposed
of (D) (Instr. 3, 4 and 5) | | 5. | Amount of Securities Beneficially
Owned at the End of Issuer's Fiscal Year (Instr. 3 and
4) | Ownership Form: Direct (D) or Indirect
(I) (Instr. 4) | Nature
of Indirect Beneficial Ownership (Instr. 4) |
| --- | --- | --- | --- | --- | --- | --- | --- | --- |
| | | | Amount | (A) or (D) | Price | | | |
| Common Stock, $0.01 par value | 11/20/01 | G 5 | 2,800 | D | N/A | 90,336 | D | |
| Common Stock, $0.01 par value | | | | | | 10,698.96(1) | I | 401(k) Plan |
| Common Stock, $0.01 par value | | | | | | 64,785.50 | I | Deferred Compensation Plan |
| Common Stock, $0.01 par value | | | | | | 30,291 | I | By Spouse |

Page 2 PAGEBREAK

| Number of Derivative
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and
5) | |
| --- | --- |
| (A) | (D) |

Page 3 PAGEBREAK

| Date Exercisable and Expiration
Date (Month/Day/Year) | 7. | Title and Amount
of Underlying Securities (Instr. 3 and 4) | 8. |
| --- | --- | --- | --- |
| Date Exercisable | Expiration Date | Title | Amount or Number
of Shares |

Explanation of Responses:

(1) - Based on a plan report dated 12/31/02.

| /s/ Lee R. Mitau For David M.
Moffett | 1/17/03 |
| --- | --- |
| **Signature
of Reporting Person | Date |

| ** | Intentional misstatements or omissions of facts
constitute Federal Criminal Violations. See 18 U.S.C. 1001 and
15 U.S.C. 78ff(a). |
| --- | --- |
| Note: | File three copies of this Form, one of which must be manually
signed. If space provided is insufficient, see Instruction 6 for
procedure. |

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