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US BANCORP \DE\ — Director's Dealing 2003
Oct 30, 2003
29924_dirs_2003-10-30_b65630e2-82af-4f4a-a506-c203c1328121.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: US BANCORP \DE\ (USB)
CIK: 0000036104
Period of Report: 2003-10-28
Reporting Person: JOHNSON DELBERT WINSTON (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2003-10-28 | Common Stock, $0.01 par value | S | 24472 | $27.02 | Disposed | 6000 | Direct |
| 2003-10-29 | Common Stock, $0.01 par value | M | 5389 | $18.93 | Acquired | 11389 | Direct |
| 2003-10-29 | Common Stock, $0.01 par value | M | 908 | $19.13 | Acquired | 12297 | Direct |
| 2003-10-29 | Common Stock, $0.01 par value | M | 6451 | $16.85 | Acquired | 18748 | Direct |
| 2003-10-29 | Common Stock, $0.01 par value | M | 7500 | $23.34 | Acquired | 26248 | Direct |
| 2003-10-29 | Common Stock, $0.01 par value | M | 3675 | $22.60 | Acquired | 29923 | Direct |
| 2003-10-29 | Common Stock, $0.01 par value | M | 437 | $23.20 | Acquired | 30360 | Direct |
| 2003-10-29 | Common Stock, $0.01 par value | M | 687 | $23.31 | Acquired | 31047 | Direct |
| 2003-10-29 | Common Stock, $0.01 par value | M | 687 | $22.02 | Acquired | 31734 | Direct |
| 2003-10-29 | Common Stock, $0.01 par value | M | 500 | $20.78 | Acquired | 32234 | Direct |
| 2003-10-29 | Common Stock, $0.01 par value | M | 2150 | $20.78 | Acquired | 34384 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2003-10-29 | Non-Employee Director Stock Option (Right to Buy) | $18.93 | M | 5389 | Disposed | 2007-01-15 | Common Stock (5389) | Direct |
| 2003-10-29 | Non-Employee Director Stock Option (Right to Buy) | $19.13 | M | 908 | Disposed | 2007-04-24 | Common Stock (908) | Direct |
| 2003-10-29 | Non-Employee Director Stock Option (Right to Buy) | $16.85 | M | 6451 | Disposed | 2010-04-19 | Common Stock (6451) | Direct |
| 2003-10-29 | Non-Employee Director Stock Option (Right to Buy) | $23.34 | M | 7500 | Acquired | 2011-02-27 | Common Stock (15000) | Direct |
| 2003-10-29 | Non-Employee Director Stock Option (Right to Buy) | $22.60 | M | 3675 | Disposed | 2011-03-12 | Common Stock (7350) | Direct |
| 2003-10-29 | Non-Employee Director Stock Option (Right to Buy) | $23.20 | M | 437 | Disposed | 2011-04-02 | Common Stock (875) | Direct |
| 2003-10-29 | Non-Employee Director Stock Option (Right to Buy) | $23.31 | M | 687 | Disposed | 2011-07-02 | Common Stock (1375) | Direct |
| 2003-10-29 | Non-Employee Director Stock Option (Right to Buy) | $22.02 | M | 687 | Disposed | 2011-10-01 | Common Stock (1375) | Direct |
| 2003-10-29 | Non-Employee Director Stock Option (Right to Buy) | $20.78 | M | 500 | Disposed | 2012-01-02 | Common Stock (2000) | Direct |
| 2003-10-29 | Non-Employee Director Stock Option (Right to Buy) | $20.78 | M | 2150 | Disposed | 2012-01-02 | Common Stock (8600) | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Units | $ | Common Stock (2586) | 2586 | Direct | |
| Non-Employee Director Stock Option (Right to Buy) | $29.35 | 2009-04-20 | Common Stock (6451) | 6451 | Direct |
| Non-Employee Director Stock Option (Right to Buy) | $35.77 | 2007-04-24 | Common Stock (3927) | 3927 | Direct |
| Non-Employee Director Stock Option (Right to Buy) | $35.77 | 2006-04-17 | Common Stock (3689) | 3689 | Direct |
| Non-Employee Director Stock Option (Right to Buy) | $35.77 | 2005-04-26 | Common Stock (3179) | 3179 | Direct |
| Non-Employee Director Stock Option (Right to Buy) | $35.77 | 2004-04-27 | Common Stock (2024) | 2024 | Direct |
| Non-Employee Director Stock Option (Right to Buy) | $35.77 | 2004-01-19 | Common Stock (4844) | 4844 | Direct |
| Non-Employee Director Stock Option (Right to Buy) | $34.09 | 2008-04-22 | Common Stock (6451) | 6451 | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: The restricted stock units vest in four equal annual installments beginning on December 17, 2003. Vested units are payable in common stock when the reporting person retires in accordance with the Company's director retirement policy.
F3: Includes restricted stock units acquired in January, April, July and October pursuant to a dividend reinvestment feature of the reporting person's restricted stock unit award.
F4: The option was fully vested immediately after grant.
F5: The option vests in four equal annual installments beginning on February 27, 2002.
F6: The option vests in four equal annual installments beginning on March 12, 2002.
F7: The option vests in four equal annual installments beginning on April 2, 2002.
F8: The option vests in four equal annual installments beginning on July 2, 2002.
F9: The option vests in four equal annual installments beginning on October 1, 2002.
F10: The option vests in four equal annual installments beginning on January 2, 2003.