US BANCORP \DE\ — Director's Dealing 2002

Oct 3, 2002

4 1 c72193e4.htm FORM 4 U.S. Bancorp PAGEBREAK

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UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549

FORM 4

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(h) of the Investment Company Act of 1940

o Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).

| 1. | 2. | Issuer Name and Ticker or
Trading Symbol | | | | I.R.S. Identification
Number of Reporting Person, if an entity (Voluntary) | |
| --- | --- | --- | --- | --- | --- | --- | --- |
| Collins, Jr., Arthur D. (Last) (First) (Middle) | | U.S. Bancorp
(USB) | | | | | |
| Medtronic, Inc. 710 Medtronic Parkway, N.E. (Street) | 4. | Statement for
Month/Day/Year | | | 5. | If Amendment, Date of Original (Month/Day/Year) | |
| | | 10/01/02 | | | | | |
| | 6. | Relationship of Reporting Person(s) to
Issuer (Check All Applicable) | | | 7. | Individual or Joint/Group
Filing (Check
Applicable Line) | |
| Minneapolis, MN 55432-5604 (City) (State) (Zip) | | x | Director | o | 10% Owner | x | Form Filed by One Reporting Person |
| | | o | Officer (give title
below) | | | o | Form Filed by More than One Reporting
Person |
| | | o | Other (specify
below) | | | | |

| Reminder: | Report on a separate line for each class of securities
beneficially owned directly or indirectly. |
| --- | --- |
| * | If the form is filed by more than one reporting person, see instruction 4(b)(v). |

PAGEBREAK

| Transaction Code (Instr.
8) | 4. | Securities Acquired (A) or Disposed
of (D) (Instr. 3, 4 and 5) | | 5. |
| --- | --- | --- | --- | --- |
| Code | V | Amount | (A) or (D) | Price |

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| Title of Derivative Security (Instr.
3) | Conversion or Exercise Price of
Derivative Security | Transaction Date (Month/Day/Year) | Transaction Code (Instr.
8) | 5. | Number of Derivative
Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and
5) | |
| --- | --- | --- | --- | --- | --- | --- |
| | | | Code | V | (A) | (D) |
| Non-Employee Director Stock Option (Right to Buy) | $18.95 | 10/01/02 | A | | 800 | |
| Non-Employee Director Stock Option (Right to Buy) | $23.18 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $22.16 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $20.78 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $20.78 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $20.78 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $22.02 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $23.31 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $23.20 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $22.60 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $23.34 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $16.85 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $29.35 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $34.09 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $19.13 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $18.93 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $15.68 | | | | | |
| Non-Employee Director Stock Option (Right to Buy) | $14.89 | | | | | |

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| Date Exercisable and Expiration
Date (Month/Day/Year) | 7. | Title and Amount of Underlying Securities (Instr. 3 and 4) | 8. | Price of
Derivative Security (Instr. 5) | Number of Derivative
Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) | Ownership Form of Derivative
Security: Direct (D) or Indirect (I) (Instr. 4) |
| --- | --- | --- | --- | --- | --- | --- |
| Date Exercisable | Expiration Date | Title | Amount or Number
of Shares | | | |
| (1) | 10/01/12 | Common Stock | 800 | (2) | 800 | D |
| | 7/01/12 | Common Stock | 1,375 | | 1,375 | D |
| | 4/01/12 | Common Stock | 1,250 | | 1,250 | D |
| | 1/02/12 | Common Stock | 9,150 | | 9,150 | D |
| | 1/02/12 | Common Stock | 8,600 | | 8,600 | D |
| | 1/02/12 | Common Stock | 2,250 | | 2,250 | D |
| | 10/01/11 | Common Stock | 1,000 | | 1,000 | D |
| | 7/02/11 | Common Stock | 875 | | 875 | D |
| | 4/02/11 | Common Stock | 875 | | 875 | D |
| | 3/12/11 | Common Stock | 7,350 | | 7,350 | D |
| | 2/27/11 | Common Stock | 15,000 | | 15,000 | D |
| | 4/19/10 | Common Stock | 6,451 | | 6,451 | D |
| | 4/20/09 | Common Stock | 6,451 | | 6,451 | D |
| | 4/22/08 | Common Stock | 6,451 | | 6,451 | D |
| | 4/24/07 | Common Stock | 6,451 | | 6,451 | D |
| | 1/15/07 | Common Stock | 1,006 | | 1,006 | D |
| | 4/17/06 | Common Stock | 5,692 | | 5,692 | D |
| | 2/21/06 | Common Stock | 9,487 | | 9,487 | D |

Explanation of Responses:

(1) - The option vests in four equal annual installments beginning on October 1, 2003.

(2) - Stock Option aquired from Issuer in lieu of $3,500 of cash compensation for third quarter 2002 director fees under the 2001 Executive Stock Incentive Plan.

| By: /s/ By Lee R. Mitau For Arthur D.
Collins, Jr. | 10/03/02 |
| --- | --- |
| **Signature
of Reporting Person | Date |

| ** | Intentional misstatements or omissions of facts constitute
Federal Criminal Violations. See 18 U.S.C. 1001 and
15 U.S.C. 78ff(a). |
| --- | --- |
| Note: | File three copies of this Form, one of which must be manually
signed. If space is insufficient, see Instruction 6 for
procedure. |

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