Unum Group — Director's Dealing 2021

Feb 19, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-02-16

Reporting Person: McKenney Richard P (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-16	Common Stock	M	39760	$24.25	Acquired	836764	Direct
2021-02-16	Common Stock	F	38255	$25.56	Disposed	798509	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-16	Employee Stock Option (right to buy)	$24.25	M	39760	Disposed	2021-02-20	Common Stock (39760.0)	Direct

Footnotes

F1: The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 2, 2020.

F2: Includes 153,697 restricted stock units, 186,368 stock success units, and 496,699 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisition of 1,121.597 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: Shares withheld for payment of exercise price and tax obligations incident to the exercise of stock options.

F5: Includes 153,697 stock-settled RSUs, 186,368 SSUs, and 458,444 shares of common stock. Fractional amounts have been rounded to the nearest whole number

F6: The options vested in three equal annual installments beginning on February 20, 2014.