Unum Group — Director's Dealing 2021

Feb 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-02-23

Reporting Person: Arnold Timothy Gerald (EVP, VB & President, Colonial)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-23	Common Stock	A	5399.713	—	Acquired	79114	Direct
2021-02-23	Common Stock	F	1808	$26.63	Disposed	77306	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	680.775	Indirect

Footnotes

F1: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020.

F2: Includes 23,685 restricted stock units, 16,640 stock success units, and 38,789 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 37.630 shares of common stock under the issuer's employee stock purchase plan and 214.480 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs.

F5: Includes 23,685 stock-settled RSUs, 16,640 SSUs, and 36,981 shares of common stock.