Unum Group — Director's Dealing 2021

Feb 26, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-02-23

Reporting Person: McKenney Richard P (Director, President and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-23	Common Stock	A	55663.951	—	Acquired	855124	Direct
2021-02-23	Common Stock	F	21904	$26.63	Disposed	833220	Direct

Footnotes

F1: Represents shares of common stock earned from a target number of performance share units awarded on March 1, 2018 ("2018 PSUs"). The shares were earned upon the vesting of the 2018 PSUs and the certification of the levels of achievement of the performance metrics measured over the three-year performance period ended December 31, 2020.

F2: Includes 154,647 restricted stock units, 186,368 stock success units, and 514,108 shares of common stock. All restricted stock units ("stock-settled RSUs") and stock success units ("SSUs") may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisition of 950.138 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of the earned 2018 PSUs.

F5: Includes 154,647 stock-settled RSUs, 186,368 SSUs, and 492,204 shares of common stock. Fractional amounts have been rounded to the nearest whole number.