Unum Group — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-03-01

Reporting Person: Arnold Timothy Gerald (EVP, VB & President, Colonial)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	F	726	$27.20	Disposed	76580	Direct
2021-03-01	Common Stock	F	920	$27.20	Disposed	75660	Direct
2021-03-01	Common Stock	F	1412	$27.20	Disposed	74248	Direct
2021-03-01	Common Stock	A	12064	—	Acquired	86312	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	680.458	Indirect

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,502.048 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 21,183 restricted stock units, 16,640 stock success units ("SSUs"), and 38,757 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 3,169.690 stock-settled RSUs.

F4: Includes 18,014 stock-settled RSUs, 16,640 SSUs, and 41,006 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F5: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 4,866.000 stock-settled RSUs.

F6: Includes 13,148 stock-settled RSUs, 16,640 SSUs, and 44,460 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F7: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F8: Includes 25,212 stock-settled RSUs, 16,640 SSUs, and 44,460 shares of common stock. Fractional amounts have been rounded to the nearest whole number.