Unum Group — Director's Dealing 2021

Mar 4, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Unum Group (UNM)
CIK: 0000005513
Period of Report: 2021-03-01

Reporting Person: Bhasin Puneet (EVP, Chief Info & Digital Off.)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-03-01	Common Stock	F	834	$27.20	Disposed	43730	Direct
2021-03-01	Common Stock	F	1232	$27.20	Disposed	42498	Direct
2021-03-01	Common Stock	A	12408	—	Acquired	54906	Direct

Footnotes

F1: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 2,956.908 stock-settled RSUs (as defined in footnote (2) below).

F2: Includes 22,414 restricted stock units, 9,373 stock success units ("SSUs"), and 11,943 shares of common stock. All restricted stock units ("stock-settled RSUs") and SSUs may be settled, on a 1-for-1 basis, only in shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F3: Beneficial ownership amount accounts for the exempt acquisitions of an aggregate of 447.150 shares of common stock under the issuer's employee stock purchase plan and 237.480 stock-settled RSUs pursuant to the reinvestment of dividends since the date of the reporting person's prior Form 4.

F4: Shares withheld to satisfy tax withholding obligation applicable to the vesting of 5,109.000 stock-settled RSUs.

F5: Includes 17,305 stock-settled RSUs, 9,373 SSUs, and 15,820 shares of common stock. Fractional amounts have been rounded to the nearest whole number.

F6: All are stock-settled RSUs, which vest in three equal annual installments beginning on March 1, 2022.

F7: Includes 29,713 stock-settled RSUs, 9,373 SSUs, and 15,820 shares of common stock. Fractional amounts have been rounded to the nearest whole number.